DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Aevitas Wealth Management, Inc.

Former SEC-registered adviserWellesley Hills, MassachusettsCRD 143873SEC 801-68051IAPD
Latest filing Mar 20, 2023
First filing on the tape Mar 6, 2012 · 35 filings
RAUM
$546M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
97%
$531M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$546M as of Mar 7, 2023
Mar 6, 2012$160M then
HNW client RAUM$355M as of Mar 7, 2023
Mar 16, 2018$274M then
State-registered IARs (5.B.3)4 as of Mar 7, 2023
Mar 6, 20120 then
Employees (5.A)5 as of Mar 7, 2023
Jan 14, 20132 then
Private funds: no history
RAUM -12% over the last fiscal year+5.5% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 20, 2023; every figure names its basis
RAUM per advisor
$137MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
99derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$369,194derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
-20%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$202M, 190 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$355M65%
  • Individuals$177M32%
  • Pension and profit-sharing plans$12.5M2.3%
  • Charitable organizations$1.2M0.2%
  • Corporations and businesses$889,2940.2%
Individual clients
164reported
HNW clients
230reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,479reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$202M for 190 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
  • 4 left for Captrust
    May 18, 2023 · Wellesley Hills, Ma · Firm absorbed
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Zelman Amy Resnic · Chief Compliance Officercontrol
      since 06/2017 · owns less than 5%
    • Alan Michael Schreiber · Presidentcontrol
      since 05/1987 · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Mar 7, 2023 to Mar 20, 2023
    • Related broker-dealer · false to true
      Mar 7, 2023 to Mar 20, 2023
    • Accounts · 1,469 to 1,479
      Sep 21, 2022 to Mar 7, 2023
    • Advisory employees · 5 to 4
      Sep 21, 2022 to Mar 7, 2023
    • Charity clients · 1.0 to unset
      Sep 21, 2022 to Mar 7, 2023
    • Corporate clients · 1.0 to unset
      Sep 21, 2022 to Mar 7, 2023
    • HNW clients · 220 to 230
      Sep 21, 2022 to Mar 7, 2023
    • Individual clients · 150 to 164
      Sep 21, 2022 to Mar 7, 2023
    • Pension plan clients · 5.0 to unset
      Sep 21, 2022 to Mar 7, 2023
    • Assets in custody · $195M to $202M
      Sep 21, 2022 to Mar 7, 2023
    • Employees · 6 to 5
      Sep 21, 2022 to Mar 7, 2023
    • Financial planning clients · 26-50 to 11-25
      Sep 21, 2022 to Mar 7, 2023
    • State-registered IARs · 5 to 4
      Sep 21, 2022 to Mar 7, 2023
    • Discretionary RAUM · $600M to $534M
      Sep 21, 2022 to Mar 7, 2023
    • HNW RAUM · $549M to $355M
      Sep 21, 2022 to Mar 7, 2023
    • Individual RAUM · $48.9M to $177M
      Sep 21, 2022 to Mar 7, 2023
    • Non-discretionary RAUM · $16.8M to $12.5M
      Sep 21, 2022 to Mar 7, 2023
    • Pension RAUM · $16.8M to $12.5M
      Sep 21, 2022 to Mar 7, 2023
    • RAUM · $617M to $546M
      Sep 21, 2022 to Mar 7, 2023
    • Advisory activities · 5 to 6
      Jun 6, 2022 to Sep 21, 2022
    • Employees · 5 to 6
      Oct 25, 2021 to Mar 4, 2022
    • Accounts · 1,281 to 1,469
      Oct 25, 2021 to Mar 4, 2022
    • HNW clients · 205 to 220
      Oct 25, 2021 to Mar 4, 2022
    • Individual clients · 131 to 150
      Oct 25, 2021 to Mar 4, 2022
    • Assets in custody · $174M to $195M
      Oct 25, 2021 to Mar 4, 2022
    • Financial planning clients · 11-25 to 26-50
      Oct 25, 2021 to Mar 4, 2022
    • Discretionary RAUM · $487M to $600M
      Oct 25, 2021 to Mar 4, 2022
    • HNW RAUM · $423M to $549M
      Oct 25, 2021 to Mar 4, 2022
    • Individual RAUM · $61.1M to $48.9M
      Oct 25, 2021 to Mar 4, 2022
    • Non-discretionary RAUM · $14.9M to $16.8M
      Oct 25, 2021 to Mar 4, 2022
    • Pension RAUM · $14.9M to $16.8M
      Oct 25, 2021 to Mar 4, 2022
    • RAUM · $502M to $617M
      Oct 25, 2021 to Mar 4, 2022
    • Accounts · 1,420 to 1,281
      Dec 4, 2020 to Mar 2, 2021
    • HNW clients · 263 to 205
      Dec 4, 2020 to Mar 2, 2021
    • Individual clients · 153 to 131
      Dec 4, 2020 to Mar 2, 2021
    • Assets in custody · $380M to $174M
      Dec 4, 2020 to Mar 2, 2021
    • Financial planning clients · 26-50 to 11-25
      Dec 4, 2020 to Mar 2, 2021
    • Discretionary RAUM · $454M to $487M
      Dec 4, 2020 to Mar 2, 2021
    • HNW RAUM · $402M to $423M
      Dec 4, 2020 to Mar 2, 2021
    • Individual RAUM · $49.6M to $61.1M
      Dec 4, 2020 to Mar 2, 2021
    Signals
    7 dated events
    • Corey S Stein left Aevitas Wealth Management, Inc. for Captrust (registered 2023-04-19)
      May 18, 2023 · Advisor changed firm · fact
    • Amy Zelman Resnic left Aevitas Wealth Management, Inc. for Captrust (registered 2023-04-19)
      May 18, 2023 · Advisor changed firm · fact
    • Marisa Elise Muldowney left Aevitas Wealth Management, Inc. for Captrust (registered 2023-04-19)
      May 18, 2023 · Advisor changed firm · fact
    • Michael Alan Schreiber left Aevitas Wealth Management, Inc. for Captrust (registered 2023-03-21)
      May 18, 2023 · Advisor changed firm · fact
    • Aevitas Wealth Management, Inc.'s advisors moved to Captrust (Wellesley Hills, MA): 4 of 4 registered, on the same day
      May 18, 2023 · Firm absorbed (people side) · derived
    • Andrew James Cayer left Aevitas Wealth Management, Inc. for Sk Wealth Management, Llc (registered 2023-02-08)
      Feb 16, 2023 · Advisor changed firm · fact
    • Michael A. Schreiber & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Apr 22, 2014 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026