RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••• R••••
- D••••• W•••••• L•• independent RIA currentsince Oct 17, 2018 · Palm Beach Gardens, Fl
- D••••• W•••••• L•• formerJun 14, 2018 to Mar 25, 2019 · Palm Beach Gardens, Fl
- S•• W••••• independent RIAJan 2, 2015 to May 23, 2018 · Palm Beach Gardens, Fl
- B••••• P•••••••• L•• formerFeb 28, 2011 to Nov 26, 2014 · Palm Beach Gardens, Fl
- 1•••• E•••••••• D••••• I••• unclassifiedFeb 9, 2007 to Mar 1, 2011 · Jupiter, Fl
- D••••• W•••••• L•• to D••••• W•••••• L••left Mar 25, 2019, registered Oct 17, 2018 (-159 days) · channel change inside one enterprise, not a move · moved with a team
- S•• W••••• to D••••• W•••••• L••left May 23, 2018, registered Jun 14, 2018 (22 days) · RIA to RIA
- B••••• P•••••••• L•• to S•• W•••••left Nov 26, 2014, registered Jan 2, 2015 (37 days) · corporate re-registration, not a move
- 1•••• E•••••••• D••••• I••• to B••••• P•••••••• L••left Mar 1, 2011, registered Feb 28, 2011 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address