DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David John Hughes

LPL Financial LLCBD affiliatedOxnard, Ca dual registrantIAPD 1665823

Feed of 09/14/2026

At current firm

1 y

since Jun 12, 2025

In the industry

32 y

since May 26, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 12, 2025 · Oxnard, Ca
The Ameriflex Group BD affiliated
Jan 5, 2023 to Jun 11, 2025 · Thousand Oaks, Ca
Lanark Financial, Inc. BD affiliated
Jul 25, 2016 to Jan 5, 2023 · Agoura Hills, Ca
Kestra Private Wealth Services, LLC BD affiliated
Jun 5, 2015 to Jul 21, 2016 · Woodlandhills, Ca
Wells Fargo Advisors wirehouse
Apr 9, 2009 to Jun 5, 2015 · Westlake Village, Ca
Citigroup Global Markets Inc. BD affiliated
Jan 25, 2001 to Apr 23, 2009 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

The Ameriflex Group to LPL Financial LLC
left Jun 11, 2025, registered Jun 12, 2025 (1 days) · Affiliated broker-dealer or bank to another
Lanark Financial, Inc. to The Ameriflex Group
left Jan 5, 2023, registered Jan 5, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
Kestra Private Wealth Services, LLC to Lanark Financial, Inc.
left Jul 21, 2016, registered Jul 25, 2016 (4 days) · Other
Wells Fargo Advisors to Kestra Private Wealth Services, LLC
left Jun 5, 2015, registered Jun 5, 2015 (0 days) · Other
Citigroup Global Markets Inc. to Wells Fargo Advisors
left Apr 23, 2009, registered Apr 9, 2009 (-14 days) · Other

Signals

David John Hughes left The Ameriflex Group for Lpl Financial Llc (registered 2025-06-12)
Jun 11, 2025 · Advisor changed firm · fact
David John Hughes left Lanark Financial, Inc. for The Ameriflex Group (registered 2023-01-05)
Jan 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address