P•••••• L•• H••••••

C••••• I••••••••• A••••••• L••BD affiliatedAbilene, Txdual registrantIAPD 1671258

Certified Financial Planner

Feed of 09/14/2026

Also filed as P••• H••••••••• L•• H••••••

At current firm

0 y

since Oct 23, 2025

In the industry

39 y

since Jul 6, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Oct 23, 2025 · Abilene, Tx
E••••• J•••• national BD
Mar 2, 2020 to Sep 19, 2025 · Abilene, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 1, 2016 to Mar 4, 2020 · Abilene, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Jul 29, 2016 · Abilene, Tx
C••••• I••••••••• S••••••• L•• former
Feb 10, 2000 to Jan 21, 2014 · Abilene, Tx

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C••••• I••••••••• A••••••• L••
left Sep 19, 2025, registered Oct 23, 2025 (34 days) · Affiliated broker-dealer or bank to another · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••
left Mar 4, 2020, registered Mar 2, 2020 (-2 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 29, 2016, registered Aug 1, 2016 (3 days) · Other · moved with a team
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Sep 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address