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Registered advisor
M••• J• M••••••
Feed of 09/14/2026
Also filed as M••• M••••••
At current firm
2 y
since Jan 19, 2024
In the industry
39 y
since Jun 26, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Palm Desert, Ca
- W••••••• F•••••••• S•••••••• I••• formerNov 25, 2015 to Jan 19, 2024 · Palm Desert, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Nov 27, 2015 · Palm Desert, Ca
- P••••••••• E••••• G••••• L•• unclassifiedJul 28, 2000 to Jul 1, 2003 · Indian W••••, Ca
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to W••••••• F•••••••• S•••••••• I•••left Nov 27, 2015, registered Nov 25, 2015 (-2 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address