RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• B••••••••• W••••
- F•• H••• W••••• M••••••••• independent RIA currentsince Dec 13, 2022 · Dedham, Ma
- B••• B••• L•• independent RIAApr 12, 2016 to Nov 10, 2022 · Dedham, Ma
- P•••••• A•••••• G••••• L•• BD affiliatedJul 1, 2014 to May 19, 2016 · Dedham, Ma
- C•••••• C•••••• C••••••••• independent RIANov 26, 2004 to May 13, 2014 · Braintree, Ma
- B••• B••• L•• to F•• H••• W••••• M•••••••••left Nov 10, 2022, registered Dec 13, 2022 (33 days) · RIA to RIA
- P•••••• A•••••• G••••• L•• to B••• B••• L••left May 19, 2016, registered Apr 12, 2016 (-37 days) · Other · moved with a team
- C•••••• C•••••• C••••••••• to P•••••• A•••••• G••••• L••left May 13, 2014, registered Jul 1, 2014 (49 days) · Other
- P••••••• B••••••••• W•••• left B••• B••• L•• for F•• H••• W••••• M••••••••• (registered 2022-12-13)Nov 10, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address