DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Beck Bode LLC

Independent wealth managerDedham, MassachusettsCRD 282611SEC 801-107188websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jan 15, 2016 · 47 filings
SEC status approved since Jan 27, 2016
RAUM
$666M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$655M individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$39.2M
derived; firm RAUM over IAPD count
Employees
16
16 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$666M as of Mar 31, 2026
Mar 10, 2017$175M then
HNW client RAUM$420M as of Mar 31, 2026
Mar 28, 2018$99.2M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 10, 201710 then
Employees (5.A)16 as of Mar 31, 2026
Mar 10, 201715 then
Private funds: no history
RAUM +8.2% over the last fiscal year+11% a year over threeIARs 0 to 5offices 3 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$39.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$265,373derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
5.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+8.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-2.4%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$420M63%
  • Individuals$235M35%
  • Pension and profit-sharing plans$8.6M1.3%
  • Charitable organizations$3.2M0.5%
Individual clients
794reported
HNW clients
174reported
Pension plan clients
11reported
Charitable clients
0reported
Accounts
2,511reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Benjamin W BeckCertified Financial PlannerDedham, MaJan 27, 201621 y4
James BodeDedham, MaJan 27, 201622 y3
Andrew Morris MartoneDedham, MaMay 25, 201635 y5
Erik Aaron BeckDedham, MaMay 26, 201615 y3
Brian WickettDedham, MaJan 3, 201728 y0
Paul Ralph PignoneCertified Financial Planner, Chartered Financial ConsultantDedham, Ma Jun 28, 201842 y1
Christie Kneeland MarkhamDedham, MaAug 8, 202216 y1
Karen Anne O'DonoghuePortsmouth, Nh Dec 14, 202215 y3
Anthony MitranoDedham, MaJun 18, 202411 y0
Vincent Thomas SavioDedham, MaJul 29, 202411 y0
Angel CostanzaDedham, MaJul 29, 202412 y0
Sara DalyDedham, MaAug 16, 202413 y0
Hayden HawkeyDedham, Ma Apr 24, 202511 y0
Peter KalianiotisDedham, MaMay 7, 202524 y0
Beth Lynae PriceTraverse City, Mi Jun 5, 202518 y0
Joshua Herschel PloskerDedham, MaJun 16, 202514 y0
Tammy Jean StoerkelDedham, Ma Nov 25, 202520 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • W Benjamin Beck · Managing Partner And Chief Compliance Officercontrol
    since 02/2013 · owns 50% to 75%
  • James Bode · Managing Partnercontrol
    since 02/2013 · owns 50% to 75%
  • Melissa Angel Williams · Chief Operating Officercontrol
    since 12/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Beck Bode LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Dedham, Ma · principal1710
Traverse City, Mi210
Charleston, Sc000
Middleville, Mi000
Offices
Schedule D 1.F, the 25 largest
  • Salem, NH3 employees
  • Traverse City, MI2 employees
  • Portsmouth, NH1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,544 to 2,511
    Apr 16, 2025 to Mar 31, 2026
  • Advisory employees · 11 to 16
    Apr 16, 2025 to Mar 31, 2026
  • Advisory activities · 4 to 5
    Apr 16, 2025 to Mar 31, 2026
  • HNW clients · 175 to 174
    Apr 16, 2025 to Mar 31, 2026
  • Individual clients · 817 to 794
    Apr 16, 2025 to Mar 31, 2026
  • Pension plan clients · 12 to 11
    Apr 16, 2025 to Mar 31, 2026
  • Employees · 13 to 16
    Apr 16, 2025 to Mar 31, 2026
  • Financial planning clients · 101-250 to 251-500
    Apr 16, 2025 to Mar 31, 2026
  • State-registered IARs · 0 to 5
    Apr 16, 2025 to Mar 31, 2026
  • Other offices · 3 to 2
    Apr 16, 2025 to Mar 31, 2026
  • Discretionary RAUM · $616M to $666M
    Apr 16, 2025 to Mar 31, 2026
  • HNW RAUM · $398M to $420M
    Apr 16, 2025 to Mar 31, 2026
  • Individual RAUM · $211M to $235M
    Apr 16, 2025 to Mar 31, 2026
  • Pension RAUM · $6.4M to $8.6M
    Apr 16, 2025 to Mar 31, 2026
  • RAUM · $616M to $666M
    Apr 16, 2025 to Mar 31, 2026
  • Accounts · 2,876 to 2,544
    Mar 28, 2024 to Apr 16, 2025
  • Advisory employees · 13 to 11
    Mar 28, 2024 to Apr 16, 2025
  • HNW clients · 148 to 175
    Mar 28, 2024 to Apr 16, 2025
  • Individual clients · 1,020 to 817
    Mar 28, 2024 to Apr 16, 2025
  • Pension plan clients · 15 to 12
    Mar 28, 2024 to Apr 16, 2025
  • Employees · 17 to 13
    Mar 28, 2024 to Apr 16, 2025
  • Financial planning clients · 101-250 to 101-250
    Mar 28, 2024 to Apr 16, 2025
  • State-registered IARs · 16 to 0
    Mar 28, 2024 to Apr 16, 2025
  • Discretionary RAUM · $556M to $616M
    Mar 28, 2024 to Apr 16, 2025
  • HNW RAUM · $320M to $398M
    Mar 28, 2024 to Apr 16, 2025
  • Individual RAUM · $231M to $211M
    Mar 28, 2024 to Apr 16, 2025
  • Pension RAUM · $5.3M to $6.4M
    Mar 28, 2024 to Apr 16, 2025
  • RAUM · $556M to $616M
    Mar 28, 2024 to Apr 16, 2025
  • Related adviser · true to false
    Mar 28, 2024 to Apr 16, 2025
  • Accounts · 2,772 to 2,876
    Oct 24, 2023 to Mar 28, 2024
  • Advisory employees · 16 to 13
    Oct 24, 2023 to Mar 28, 2024
  • HNW clients · 105 to 148
    Oct 24, 2023 to Mar 28, 2024
  • Individual clients · 1,077 to 1,020
    Oct 24, 2023 to Mar 28, 2024
  • Pension plan clients · 13 to 15
    Oct 24, 2023 to Mar 28, 2024
  • Pooled vehicle clients · 1 to 0
    Oct 24, 2023 to Mar 28, 2024
  • Employees · 40 to 17
    Oct 24, 2023 to Mar 28, 2024
  • Insurance-licensed employees · 3 to 0
    Oct 24, 2023 to Mar 28, 2024
  • State-registered IARs · 17 to 16
    Oct 24, 2023 to Mar 28, 2024
  • Discretionary RAUM · $490M to $556M
    Oct 24, 2023 to Mar 28, 2024
  • HNW RAUM · $253M to $320M
    Oct 24, 2023 to Mar 28, 2024
Signals
16 dated events
  • Beck Bode Llc reported 0 state-registered advisory representatives, down from 16 (2024-03-28 to 2025-04-16)
    Apr 16, 2025 · Advisor headcount change · derived
  • Jethro Saah Kollie left Beck Bode Llc for Fox Hill Wealth Management (registered 2024-08-28)
    Jul 1, 2024 · Advisor changed firm · fact
  • Jeffery Earl Mccormick left Beck Bode Llc for Zephyr Advisers (registered 2024-06-24)
    Jul 1, 2024 · Advisor changed firm · fact
  • Melissa Angel Williams (Chief Operating Officer) appeared on Schedule A of Beck Bode Llc
    Mar 28, 2024 · Control person joined · fact
  • Matthew Peter Morizio left Beck Bode Llc for Reconstructing Wealth (registered 2024-01-26)
    Mar 1, 2024 · Advisor changed firm · fact
  • Thomas Steven Dean (Chief Compliance Officer) no longer on Schedule A of Beck Bode Llc (listed 2023-04-28, absent 2023-10-24)
    Oct 24, 2023 · Control person left · inference
  • Steven Thomas Dean left Beck Bode Llc for Klr Investment Advisors, Llc (registered 2023-06-14)
    Apr 25, 2023 · Advisor changed firm · fact
  • Stephen Daniel Kline (Chief Operating Officer) no longer on Schedule A of Beck Bode Llc (listed 2022-12-09, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Thomas Steven Dean (Chief Compliance Officer) appeared on Schedule A of Beck Bode Llc
    Dec 8, 2022 · Control person joined · fact
  • Patricia Bryniarski Welsh left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-12-13)
    Nov 10, 2022 · Advisor changed firm · fact
  • Eric Christopher Benz left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-08-10)
    Jul 14, 2022 · Advisor changed firm · fact
  • William Ryan left Beck Bode Llc for Fox Hill Wealth Management (registered 2022-08-10)
    Jul 14, 2022 · Advisor changed firm · fact
  • 2 advisors left Beck Bode LLC (Dedham, MA) for Fox Hill Wealth Management on the same day
    Jul 14, 2022 · Team lift-out · derived
  • Misty Lynn Lynch left Beck Bode Llc for Sound View Financial Advisors (registered 2022-03-08)
    Jan 3, 2022 · Advisor changed firm · fact
  • Beck Bode Llc reported RAUM $238.4M, up 92% from $124.2M (2018-06-28 to 2018-08-30)
    Aug 30, 2018 · RAUM change · derived
  • Beck Bode Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Jan 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/beck-bode-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website
forgingelitefinance.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
617-209-2224reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026