RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• G••• P•••••••
- C••••••• R•••• W••••• M••••••••• L•• independent RIA currentsince Nov 30, 2017 · Midlothian, Va
- T•• M••• S••••• G•••• independent RIAOct 15, 2015 to Jan 22, 2018 · Glen Allen, Va
- W•••• F•••• A••••••• wirehouseDec 13, 2002 to Jan 13, 2003 · Valley Stream, Ny
- T•• M••• S••••• G•••• to C••••••• R•••• W••••• M••••••••• L••left Jan 22, 2018, registered Nov 30, 2017 (-53 days) · Other
- W•••• F•••• A••••••• to T•• M••• S••••• G••••left Jan 13, 2003, registered Oct 15, 2015 (4658 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address