DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nancy Ann Pyzel
Feed of 09/14/2026
Also filed as Nancy Ann Heuler
At current firm
1 y
since Jan 24, 2025
In the industry
20 y
since Jan 23, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 24, 2025 · Santa Cruz, Ca
- Osaic Fa, Inc. formerOct 22, 2020 to Jan 24, 2025 · San Jose, Ca
- Nwf Advisory Services Inc independent RIAFeb 14, 2017 to Nov 4, 2020 · San Jose, Ca
- Whjr Associates formerJan 11, 2011 to Aug 30, 2017 · Cupertino, Ca
- Osaic Wealth, Inc. BD affiliatedJan 11, 2011 to Feb 5, 2013 · Campbell, Ca
- 1st Global Advisors Inc formerFeb 28, 2006 to Jan 13, 2011 · Cupertino, Ca
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- Nwf Advisory Services Inc to Osaic Fa, Inc.left Nov 4, 2020, registered Oct 22, 2020 (-13 days) · RIA to affiliated broker-dealer or bank
- Whjr Associates to Nwf Advisory Services Incleft Aug 30, 2017, registered Feb 14, 2017 (-197 days) · Other
- Osaic Wealth, Inc. to Whjr Associatesleft Feb 5, 2013, registered Jan 11, 2011 (-756 days) · Other
- 1st Global Advisors Inc to Osaic Wealth, Inc.left Jan 13, 2011, registered Jan 11, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address