RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• T• B•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 10, 2021 · Columbus, Oh
- P••••••••• B••••••••• F•••••••• P•••••••• I••• unclassifiedFeb 29, 2016 to Nov 20, 2020 · Worthington, Oh
- R•••• O•• F•••••••• G•••• independent RIAJan 17, 2014 to Feb 29, 2016 · Worthington, Oh
- F•••••••• A••••••• G•••• L••••• independent RIAJun 2, 2010 to Dec 16, 2013 · Gig Harbor, Wa
- C•••••• C••• A•••• M••••••••• G••••• L•• formerNov 7, 2005 to May 21, 2010 · Powell, Oh
- C•••••• C••• P•••••••• L•• unclassifiedJun 28, 2005 to Oct 10, 2005 · Columbus, Oh
- G•••••••• B••••• F•••••••• S••••••• I•• unclassifiedFeb 5, 2001 to Jun 14, 2005 · Powell, Oh
- P••••••••• B••••••••• F•••••••• P•••••••• I••• to J••• M••••• S••••••••• L••left Nov 20, 2020, registered Jan 10, 2021 (51 days) · Other
- R•••• O•• F•••••••• G•••• to P••••••••• B••••••••• F•••••••• P•••••••• I•••left Feb 29, 2016, registered Feb 29, 2016 (0 days) · Other
- F•••••••• A••••••• G•••• L••••• to R•••• O•• F•••••••• G••••left Dec 16, 2013, registered Jan 17, 2014 (32 days) · Other
- C•••••• C••• A•••• M••••••••• G••••• L•• to F•••••••• A••••••• G•••• L•••••left May 21, 2010, registered Jun 2, 2010 (12 days) · Other
- C•••••• C••• P•••••••• L•• to C•••••• C••• A•••• M••••••••• G••••• L••left Oct 10, 2005, registered Nov 7, 2005 (28 days) · Other
- G•••••••• B••••• F•••••••• S••••••• I•• to C•••••• C••• P•••••••• L••left Jun 14, 2005, registered Jun 28, 2005 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address