DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Conrad Buser
Feed of 09/15/2026
At current firm
0 y
since Apr 17, 2026
In the industry
25 y
since Mar 26, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- The Pinnacle Financial Group independent RIA currentsince Apr 17, 2026 · Melville, Ny
- Sequent Planning, LLC independent RIAFeb 26, 2021 to Dec 26, 2025 · Omaha, Ne
- LPL Financial LLC BD affiliatedOct 1, 2014 to Oct 6, 2020 · East Setauket, Ny
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Oct 13, 2014 · West Islip, Ny
- Chase Investment Services Corp. formerOct 12, 2010 to Oct 1, 2012 · Holbrook, Ny
Moves
a registration end followed by a registration begin elsewhere
- Sequent Planning, LLC to The Pinnacle Financial Groupleft Dec 26, 2025, registered Apr 17, 2026 (112 days) · RIA to RIA
- LPL Financial LLC to Sequent Planning, LLCleft Oct 6, 2020, registered Feb 26, 2021 (143 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to LPL Financial LLCleft Oct 13, 2014, registered Oct 1, 2014 (-12 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- John Conrad Buser left Sequent Planning, Llc for The Pinnacle Financial Group (registered 2026-04-17)Dec 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address