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Registered advisor
S•••••• S• U••••
Feed of 09/14/2026
Also filed as S•••••• Salan
At current firm
2 y
since Jan 19, 2024
In the industry
23 y
since Oct 21, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Waupaca, Wi
- W••••••• F•••••••• S•••••••• I••• formerNov 8, 2016 to Jan 19, 2024 · Waupaca, Wi
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 9, 2012 to Nov 10, 2016 · Waupaca, Wi
- W••••••• F•••••••• S•••••••• I••• formerJul 1, 2008 to Oct 9, 2012 · Waupaca, Wi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 25, 2007 to Jul 25, 2007 · Charlotte, Nc
- V••••• A•••• M••••••••• I•• unclassifiedJan 6, 2003 to Jul 24, 2007 · Waupace, Wi
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 10, 2016, registered Nov 8, 2016 (-2 days) · Other
- W••••••• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 9, 2012, registered Oct 9, 2012 (0 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jul 25, 2007, registered Jul 1, 2008 (342 days) · Other
- V••••• A•••• M••••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••left Jul 24, 2007, registered Jul 25, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address