DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Lester Collins
Feed of 09/14/2026
At current firm
3 y
since Dec 16, 2022
In the industry
39 y
since Aug 24, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hilltop Securities Inc. BD affiliated currentsince Dec 16, 2022 · Plano, Tx
- Pnc Wealth Management BD affiliatedAug 19, 2021 to Dec 19, 2022 · Mesquite, Tx
- Pnc Managed Account Solutions, Inc. formerOct 15, 2010 to Aug 17, 2021 · Houston, Tx
- St Johns Wealth Management unclassifiedSep 15, 2010 to Oct 15, 2010 · Mesquite, Tx
- Bbva Compass Investment Solutions, Inc unclassifiedMay 13, 2004 to Mar 10, 2010 · Mesquite, Tx
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Hilltop Securities Inc.left Dec 19, 2022, registered Dec 16, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- St Johns Wealth Management to Pnc Managed Account Solutions, Inc.left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- Bbva Compass Investment Solutions, Inc to St Johns Wealth Managementleft Mar 10, 2010, registered Sep 15, 2010 (189 days) · corporate re-registration, not a move
Signals
- Daniel Lester Collins left Pnc Wealth Management for Hilltop Securities Inc. (registered 2022-12-16)Dec 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address