RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• D•••••
- A••••• W••••• M••••••••• L•• independent RIA currentsince Oct 2, 2025 · A•••••, Tx
- A••••• W••••• M••••••••• L•• independent RIASep 26, 2014 to Dec 16, 2020 · A•••••, Tx
- T•••• A•••••••• L•• formerFeb 21, 2012 to Oct 17, 2014 · Atlanta, Ga
- H••••••••• N•••• W••••• A•••••••• I••• independent RIANov 23, 2009 to Sep 1, 2011 · A•••••, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 4, 2001 to Oct 14, 2009 · A•••••, Tx
- T•••• A•••••••• L•• to A••••• W••••• M••••••••• L••left Oct 17, 2014, registered Sep 26, 2014 (-21 days) · Other
- H••••••••• N•••• W••••• A•••••••• I••• to T•••• A•••••••• L••left Sep 1, 2011, registered Feb 21, 2012 (173 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••••••• N•••• W••••• A•••••••• I•••left Oct 14, 2009, registered Nov 23, 2009 (40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address