DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• N•••• W••••• A•••••••• I•••
Latest filing Jun 3, 2026
First filing on the tape Mar 27, 2012 · 46 filings
SEC status approved since Jul 31, 2008
RAUM
$805M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
94%
$754M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$89.5M
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$805M as of Jun 3, 2026
Sep 28, 2012$91.2M then
HNW client RAUM$710M as of Jun 3, 2026
Sep 28, 2018$239M then
State-registered IARs (5.B.3)10 as of Jun 3, 2026
Sep 28, 20120 then
Employees (5.A)15 as of Jun 3, 2026
Sep 27, 201310 then
Private funds1 as of Jun 3, 2026
Sep 28, 20211 then
RAUM +52% over the last fiscal year+23% a year over threeIARs 6 to 10
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $89.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $421,227derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $213M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$710M88%
- Individuals$43.7M5.4%
- Pension and profit-sharing plans$34.1M4.2%
- Corporations and businesses$17.1M2.1%
- Charitable organizations$435,4630.1%
- Individual clients
- 248reported
- HNW clients
- 238reported
- Pension plan clients
- 20reported
- Charitable clients
- n/areported
- Accounts
- 1,912reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $213M for 110 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• A•••• H••••••••• | Belmont, Mi | Jan 26, 2007 | 33 y | 1 |
| J•••••• D••• N••••Certified Financial Planner, Chartered Financial Analyst | Belmont, Mi | Nov 20, 2009 | 21 y | 3 |
| T••••• I•••• S••••• | Belmont, Mi | Apr 23, 2010 | 22 y | 0 |
| O••• S••••••• H••• | Belmont, Mi | Nov 30, 2018 | 20 y | 1 |
| S••• E• L••••Certified Financial Planner | Belmont, Mi | Sep 13, 2023 | 12 y | 0 |
| S•••• T••••• H•••• | Belmont, Mi | Oct 6, 2023 | 28 y | 1 |
| A••••••••• A••••Certified Financial Planner | Belmont, Mi | May 14, 2024 | 12 y | 0 |
| A••• V•••••• W••••••••• | Belmont, Mi | Sep 24, 2024 | 10 y | 1 |
| M••• P••• H•••••Certified Financial Planner | Belmont, Mi | Sep 3, 2025 | 11 y | 0 |
| A••• J•• B••••Certified Financial Planner | Belmont, Mi | Sep 17, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••• A•••••••• A••••• to H••• I••••• F•••••••• L••Apr 1, 2024 · RIA to RIA
- S•••• B••••• G•••••• to F•••••••• F•••••••• A•••••••Apr 6, 2022 · RIA to RIA
- S••••• M•••• K••• to V••••• C•••••• P•••••••Jul 20, 2015 · Other
- T••••• W••••• D••••• to V••••• C•••••• P•••••••Jul 20, 2015 · Other
- J•••• M••••••••• Q•••• to V••••• C•••••• P•••••••Jul 20, 2015 · Other
- D••••• D••••• to T•••• A•••••••• L••Sep 1, 2011 · Other
Joined, latest
- A••• V•••••• W••••••••• from B•••••• L••• A••••••• S•••••••• I•••Sep 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- S•••• T••••• H•••• from F•••• T•••• S••••••••• I•••Oct 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- B•••• A•••••••• A••••• from A• W••••• M••••••••• L••Sep 11, 2020 · Affiliated broker-dealer or bank to independent RIA
- O••• S••••••• H••• from A••••••••• F•••••••• S•••••••• L••Nov 30, 2018 · Affiliated broker-dealer or bank to independent RIA
- D••••• D••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Nov 23, 2009 · Other
- J•••••• D••• N•••• from O•••• F•• I•••Jan 30, 2007 · Other
- D•••••• A•••• H••••••••• from O•••• F•• I•••Jan 26, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for V••••• C•••••• P•••••••Jul 20, 2015 · Belmont, Mi · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••••• N•••• O••••••••• R••• E••••• F••• I• L• | Other Private Fund | $3.3M | 44 | Sep 28, 2021 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• D••••••• A•••• · Owner, Presidentcontrolsince 07/2006 · owns 10% to 25%
- N••••• J••••••• D••• · Owner, Chief Compliance Officercontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
- H••••••••• N•••• I•••••••• A•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Belmont, Mi · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 6 to 7Sep 15, 2025 to Dec 5, 2025
- Accounts · 1,723 to 1,912Jul 22, 2025 to Sep 15, 2025
- Advisory employees · 8 to 10Jul 22, 2025 to Sep 15, 2025
- HNW clients · 217 to 238Jul 22, 2025 to Sep 15, 2025
- Individual clients · 221 to 248Jul 22, 2025 to Sep 15, 2025
- Assets in custody · $189M to $213MJul 22, 2025 to Sep 15, 2025
- Employees · 12 to 15Jul 22, 2025 to Sep 15, 2025
- State-registered IARs · 8 to 10Jul 22, 2025 to Sep 15, 2025
- Discretionary RAUM · $673M to $780MJul 22, 2025 to Sep 15, 2025
- HNW RAUM · $561M to $710MJul 22, 2025 to Sep 15, 2025
- Individual RAUM · $97.8M to $43.7MJul 22, 2025 to Sep 15, 2025
- Non-discretionary RAUM · $29.6M to $25.0MJul 22, 2025 to Sep 15, 2025
- Pension RAUM · $28.0M to $34.1MJul 22, 2025 to Sep 15, 2025
- RAUM · $703M to $805MJul 22, 2025 to Sep 15, 2025
- Financial planning clients · 11-25 to 11-25Apr 24, 2025 to Jul 22, 2025
- Accounts · 1,521 to 1,723May 22, 2024 to Aug 23, 2024
- Advisory employees · 6 to 8May 22, 2024 to Aug 23, 2024
- Corporate clients · 5.0 to unsetMay 22, 2024 to Aug 23, 2024
- HNW clients · 168 to 217May 22, 2024 to Aug 23, 2024
- Individual clients · 219 to 221May 22, 2024 to Aug 23, 2024
- Pension plan clients · 15 to 20May 22, 2024 to Aug 23, 2024
- Assets in custody · $156M to $189MMay 22, 2024 to Aug 23, 2024
- Employees · 11 to 12May 22, 2024 to Aug 23, 2024
- State-registered IARs · 6 to 8May 22, 2024 to Aug 23, 2024
- Discretionary RAUM · $507M to $673MMay 22, 2024 to Aug 23, 2024
- HNW RAUM · $438M to $561MMay 22, 2024 to Aug 23, 2024
- Individual RAUM · $55.0M to $97.8MMay 22, 2024 to Aug 23, 2024
- Non-discretionary RAUM · $21.8M to $29.6MMay 22, 2024 to Aug 23, 2024
- Pension RAUM · $21.8M to $28.0MMay 22, 2024 to Aug 23, 2024
- RAUM · $528M to $703MMay 22, 2024 to Aug 23, 2024
- Accounts · 1,388 to 1,521Aug 14, 2023 to Aug 31, 2023
- Corporate clients · unset to 5.0Aug 14, 2023 to Aug 31, 2023
- HNW clients · 147 to 168Aug 14, 2023 to Aug 31, 2023
- Individual clients · 207 to 219Aug 14, 2023 to Aug 31, 2023
- Assets in custody · $120M to $156MAug 14, 2023 to Aug 31, 2023
- Discretionary RAUM · $414M to $507MAug 14, 2023 to Aug 31, 2023
- HNW RAUM · $360M to $438MAug 14, 2023 to Aug 31, 2023
- Individual RAUM · $50.1M to $55.0MAug 14, 2023 to Aug 31, 2023
- Non-discretionary RAUM · $19.8M to $21.8MAug 14, 2023 to Aug 31, 2023
- Pension RAUM · $18.5M to $21.8MAug 14, 2023 to Aug 31, 2023
Signals
5 dated events
- Alex Jan Blick registered as an investment adviser representative at Henrickson Nauta Wealth Advisors, Inc.Sep 17, 2026 · Advisor registered · fact
- Henrickson Nauta Wealth Advisors, Inc. reported RAUM $702.7M, up 33% from $528.4M (2024-05-22 to 2024-08-23)Aug 23, 2024 · RAUM change · derived
- Blake Alexander Appell left Henrickson Nauta Wealth Advisors, Inc. for Hill Island Financial Llc (registered 2024-09-03)Apr 1, 2024 · Advisor changed firm · fact
- Scott Benson Grissom left Henrickson Nauta Wealth Advisors, Inc. for Fiduciary Financial Advisors (registered 2022-08-24)Apr 6, 2022 · Advisor changed firm · fact
- Henrickson Nauta Wealth Advisors, Inc. reported RAUM $436.2M, up 36% from $319.8M (2020-09-29 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Henrickson Nauta Wealth Advisors, Inc. · Family Officesshared crd · office
- Henrickson Nauta Wealth Advisors, Inc. · Independent Sponsorsshared crd · capital_provider
- Henrickson Nauta Wealth Advisors, Inc. · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@hnwealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 616-361-9308reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 616-361-9370reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- HNWEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-361-9308reportedpublic record, Form ADV, Jun 3, 2026
- Contact form
- hnwealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hnwealthadvisors.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••••••••• N•••• W••••• A•••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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