RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• H•••••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Houston, Tx
- P•••••••• S••••••••• I••• BD affiliatedSep 12, 2012 to Feb 22, 2016 · Houston, Tx
- O••••••••• S••••••••• I••• BD affiliatedDec 20, 2005 to Sep 10, 2012 · Houston, Tx
- P•••••••• S••••••••• I••• to A••••••• A••••••• S•••••••• L••left Feb 22, 2016, registered Nov 1, 2021 (2079 days) · Other
- O••••••••• S••••••••• I••• to P•••••••• S••••••••• I•••left Sep 10, 2012, registered Sep 12, 2012 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address