RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H• D•••• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 24, 2018 · Coshocton, Oh
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Oct 23, 2017 · Coshocton, Oh
- C••••••• F•••••••• D••••••• I••• BD affiliatedApr 14, 2004 to Nov 8, 2017 · Kokomo, In
- O•••• F•• I••• formerJan 1, 2000 to Apr 5, 2004 · Coshocton, Oh
- C••••••• F•••••••• D••••••• I••• to I••••••••• A•••••• A•••••••• L••left Nov 8, 2017, registered Oct 23, 2017 (-16 days) · Other
- O•••• F•• I••• to C••••••• F•••••••• D••••••• I•••left Apr 5, 2004, registered Apr 14, 2004 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address