DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alan Russel Hodgson
Certified Financial Planner
Feed of 09/15/2026
Also filed as Alan Russell Hodgson
At current firm
2 y
since Jan 2, 2024
In the industry
39 y
since Jul 23, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Jan 2, 2024 · Centerville, Ut
- Ars Investment Advisors, Inc. formerApr 9, 2018 to Jun 13, 2024 · Kaysville, Ut
- Allegis Investment Advisors, LLC formerMay 1, 2015 to Jul 19, 2018 · Farmington, Ut
- Commonwealth Financial Network national BDAug 30, 2012 to May 5, 2015 · Bountiful, Ut
- Osaic Fa, Inc. formerSep 15, 1997 to Sep 8, 2012 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Ars Investment Advisors, Inc. to Cwm, LLCleft Jun 13, 2024, registered Jan 2, 2024 (-163 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Allegis Investment Advisors, LLC to Ars Investment Advisors, Inc.left Jul 19, 2018, registered Apr 9, 2018 (-101 days) · RIA to a newly registered adviser
- Commonwealth Financial Network to Allegis Investment Advisors, LLCleft May 5, 2015, registered May 1, 2015 (-4 days) · Other
- Osaic Fa, Inc. to Commonwealth Financial Networkleft Sep 8, 2012, registered Aug 30, 2012 (-9 days) · Other
Signals
- Alan Russel Hodgson left Ars Investment Advisors, Inc. for Cwm, Llc (registered 2024-01-02)Jun 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address