RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••• V•••••••
- G•••••• F••••• P•••••••• L•• independent RIA currentsince Apr 25, 2017 · Nashville, Tn
- I••••••••• C•••••• • T•• L•• formerJan 26, 2015 to Feb 8, 2017 · Chicago, Il
- N•• A•••••• S•••••••• L•• formerFeb 18, 2005 to Sep 22, 2014 · Nashville, Tn
- •••••••• independent RIAJun 16, 2004 to Dec 5, 2014 · Nashville, Tn
- B•••••••• • C•••••• O• T•••••••• unclassifiedMar 9, 2004 to Jun 14, 2004 · Franklin, Tn
- W••••••••• T•••• I••••••••• M••••••••• bank affiliatedFeb 4, 2004 to Jun 14, 2004 · Franklin, Tn
- I••••••••• C•••••• • T•• L•• to G•••••• F••••• P•••••••• L••left Feb 8, 2017, registered Apr 25, 2017 (76 days) · Other
- •••••••• to N•• A•••••• S•••••••• L••left Dec 5, 2014, registered Feb 18, 2005 (-3577 days) · Other
- N•• A•••••• S•••••••• L•• to I••••••••• C•••••• • T•• L••left Sep 22, 2014, registered Jan 26, 2015 (126 days) · Other
- B•••••••• • C•••••• O• T•••••••• to ••••••••left Jun 14, 2004, registered Jun 16, 2004 (2 days) · Other
- W••••••••• T•••• I••••••••• M••••••••• to B•••••••• • C•••••• O• T••••••••left Jun 14, 2004, registered Mar 9, 2004 (-97 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address