DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• F••••• P•••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Sep 15, 2016 · 15 filings
SEC status approved since Sep 19, 2016
RAUM
$284M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
52%
$148M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$284M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$284M as of Mar 17, 2026
Mar 29, 2017$115M then
HNW client RAUM$143M as of Mar 17, 2026
Mar 23, 2018$82.6M then
State-registered IARs (5.B.3)1 as of Mar 17, 2026
Mar 29, 20170 then
Employees (5.A)1 as of Mar 17, 2026
Mar 29, 20171 then
Private funds: no history
RAUM +15% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $284MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.9MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $82.9M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$143M50%
- Charitable organizations$70.7M25%
- Corporations and businesses$64.9M23%
- Individuals$5.5M1.9%
- Individual clients
- 15reported
- HNW clients
- 18reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 173reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $82.9M for 20 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.52 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• T••• V••••••• | Nashville, Tn | Apr 25, 2017 | 39 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• T••• V••••••• from I••••••••• C•••••• • T•• L••Apr 25, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••••• M•••• T••• · Managing Member; Ccocontrolsince 08/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 17, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $246,600,530 to $283,947,501, advisors 1 to 1, private clients 30 to 33, offices 0 to 0 (2025-03-04 to 2026-03-17)peers: independent wealth managers, $100M to $500M (5,676)
- client mix shiftChange between filings · filing Mar 17, 2026private-client share of RAUM moved from 75.0% to 52.0% between the annual amendments of 2025-03-04 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 17, 2026HNW share of RAUM moved from 74.0% to 50.0% between the annual amendments of 2025-03-04 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 17, 2026institutional share of RAUM moved from 25.0% to 48.0% between the annual amendments of 2025-03-04 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 160 to 173Mar 4, 2025 to Mar 17, 2026
- HNW clients · 21 to 18Mar 4, 2025 to Mar 17, 2026
- Individual clients · 9 to 15Mar 4, 2025 to Mar 17, 2026
- Assets in custody · $61.9M to $82.9MMar 4, 2025 to Mar 17, 2026
- Discretionary RAUM · $227M to $263MMar 4, 2025 to Mar 17, 2026
- HNW RAUM · $182M to $143MMar 4, 2025 to Mar 17, 2026
- Individual RAUM · $3.0M to $5.5MMar 4, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $19.3M to $21.2MMar 4, 2025 to Mar 17, 2026
- RAUM · $247M to $284MMar 4, 2025 to Mar 17, 2026
- Accounts · 150 to 160Mar 1, 2024 to Mar 4, 2025
- Charity clients · 5.0 to unsetMar 1, 2024 to Mar 4, 2025
- HNW clients · 20 to 21Mar 1, 2024 to Mar 4, 2025
- Individual clients · 11 to 9Mar 1, 2024 to Mar 4, 2025
- Assets in custody · $109M to $61.9MMar 1, 2024 to Mar 4, 2025
- Financial planning clients · 26-50 to 0Mar 1, 2024 to Mar 4, 2025
- HQ city · unset to Mar 1, 2024 to Mar 4, 2025
- HQ state · unset to Mar 1, 2024 to Mar 4, 2025
- Discretionary RAUM · $208M to $227MMar 1, 2024 to Mar 4, 2025
- HNW RAUM · $163M to $182MMar 1, 2024 to Mar 4, 2025
- Individual RAUM · $4.1M to $3.0MMar 1, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $19.1M to $19.3MMar 1, 2024 to Mar 4, 2025
- RAUM · $227M to $247MMar 1, 2024 to Mar 4, 2025
- Accounts · 160 to 150Feb 23, 2023 to Mar 1, 2024
- Charity clients · 6 to 5Feb 23, 2023 to Mar 1, 2024
- HNW clients · 19 to 20Feb 23, 2023 to Mar 1, 2024
- Individual clients · 12 to 11Feb 23, 2023 to Mar 1, 2024
- Assets in custody · $86.0M to $109MFeb 23, 2023 to Mar 1, 2024
- Discretionary RAUM · $184M to $208MFeb 23, 2023 to Mar 1, 2024
- HNW RAUM · $110M to $163MFeb 23, 2023 to Mar 1, 2024
- Individual RAUM · $4.2M to $4.1MFeb 23, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $27.4M to $19.1MFeb 23, 2023 to Mar 1, 2024
- RAUM · $212M to $227MFeb 23, 2023 to Mar 1, 2024
- Accounts · 145 to 160Mar 31, 2022 to Feb 23, 2023
- Charity clients · unset to 6.0Mar 31, 2022 to Feb 23, 2023
- HNW clients · 14 to 19Mar 31, 2022 to Feb 23, 2023
- Individual clients · 13 to 12Mar 31, 2022 to Feb 23, 2023
- Assets in custody · $96.2M to $86.0MMar 31, 2022 to Feb 23, 2023
- Discretionary RAUM · $198M to $184MMar 31, 2022 to Feb 23, 2023
- HNW RAUM · $163M to $110MMar 31, 2022 to Feb 23, 2023
- Individual RAUM · $5.5M to $4.2MMar 31, 2022 to Feb 23, 2023
Signals
1 dated events
- G•••••• F••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••••FP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-948-4060reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $284Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026