RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J••••• T•••
- Title
- Chief Executive Officer / Managing Partner / Investment Advisor Representativereportedethoscapitalmgt.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- E•••• C•••••• M••••••••• I••• independent RIA currentsince May 17, 2021 · Newtown, Pa
- A• W••••• M••••••••• L•• BD affiliatedFeb 22, 2018 to Sep 9, 2021 · Yardley, Pa
- T•• R••••••••• G••••• L•• formerJan 25, 2018 to Mar 23, 2018 · Yardley, Pa
- T•• R••••••••• G••••• L•• formerNov 8, 2011 to Dec 31, 2017 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedFeb 16, 2011 to Nov 9, 2011 · Newtown, Pa
- Q•• F•••••••• L•• unclassifiedMay 3, 2007 to Feb 11, 2011 · Newton, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 17, 2004 to May 3, 2007 · Newtown, Pa
- E•• F•••••••• A••••••• independent RIANov 14, 2002 to Sep 15, 2004 · Newtown, Pa
- N•• E•••••• S••••••••• C••••••••• formerJun 20, 2002 to Sep 10, 2002 · Wayne, Pa
- A• W••••• M••••••••• L•• to E•••• C•••••• M••••••••• I•••left Sep 9, 2021, registered May 17, 2021 (-115 days) · Affiliated broker-dealer or bank to independent RIA
- T•• R••••••••• G••••• L•• to A• W••••• M••••••••• L••left Mar 23, 2018, registered Feb 22, 2018 (-29 days) · Other
- L•• F•••••••• L•• to T•• R••••••••• G••••• L••left Nov 9, 2011, registered Nov 8, 2011 (-1 days) · Other
- Q•• F•••••••• L•• to L•• F•••••••• L••left Feb 11, 2011, registered Feb 16, 2011 (5 days) · Other
- V••• F•••••••• A•••••••• I••• to Q•• F•••••••• L••left May 3, 2007, registered May 3, 2007 (0 days) · Other
- E•• F•••••••• A••••••• to V••• F•••••••• A•••••••• I•••left Sep 15, 2004, registered Sep 17, 2004 (2 days) · Other
- N•• E•••••• S••••••••• C••••••••• to E•• F•••••••• A•••••••left Sep 10, 2002, registered Nov 14, 2002 (65 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address