DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• F••••••

A•••• W••••• M••••••••• G••••independent RIAPlano, Txdual registrantIAPD 1698476

Feed of 09/14/2026

Also filed as M••• Anthony F••••••

At current firm

3 y

since May 15, 2023

In the industry

39 y

since Sep 9, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• M••••••••• G•••• independent RIA current
since May 15, 2023 · Plano, Tx
W•••• F•••• A••••••• wirehouse
May 17, 2019 to May 24, 2023 · Plano, Tx
W•••• F•••• A••••••• wirehouse
Sep 21, 2007 to May 17, 2019 · Plano, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 14, 1987 to Sep 25, 2007 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A•••• W••••• M••••••••• G••••
left May 24, 2023, registered May 15, 2023 (-9 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 17, 2019, registered May 17, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Sep 25, 2007, registered Sep 21, 2007 (-4 days) · Wirehouse to wirehouse

Signals

M••• F•••••• left W•••• F•••• A••••••• for A•••• W••••• M••••••••• G•••• (registered 2023-05-15)
May 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address