DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• J•• M•••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedNew York, Ny IA-onlyIAPD 1702740

Feed of 09/15/2026

Also filed as Christine Munn

At current firm

2 y

since Jun 10, 2024

In the industry

39 y

since Aug 27, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since Jun 10, 2024 · New York, Ny
S•••••• P••••••• I••••••••• S••••••••• L•• former
Feb 15, 2024 to Jul 29, 2024 · New York, Ny
O•••••••• M••••••••• C••••••••• independent RIA
Apr 30, 2021 to Feb 20, 2024 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Dec 22, 2008 to Jun 3, 2009 · New York, Ny
M• I••••••••• P•••••••• I••• unclassified
May 15, 2006 to Nov 18, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••••• P••••••• I••••••••• S••••••••• L•• to S•••••• P••••••• I••••••••• A•••••••• L••
left Jul 29, 2024, registered Jun 10, 2024 (-49 days) · RIA to affiliated broker-dealer or bank
O•••••••• M••••••••• C••••••••• to S•••••• P••••••• I••••••••• S••••••••• L••
left Feb 20, 2024, registered Feb 15, 2024 (-5 days) · RIA to RIA
M• I••••••••• P•••••••• I••• to U•• F•••••••• S••••••• I•••
left Nov 18, 2009, registered Dec 22, 2008 (-331 days) · Other
U•• F•••••••• S••••••• I••• to O•••••••• M••••••••• C•••••••••
left Jun 3, 2009, registered Apr 30, 2021 (4349 days) · Wirehouse to independent RIA

Signals

C•••••••• J•• M••• left S•••••• P••••••• I••••••••• S••••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2024-06-10)
Jul 29, 2024 · Advisor changed firm · fact
C•••••••• J•• M••• left O•••••••• M••••••••• C••••••••• for S•••••• P••••••• I••••••••• S••••••••• L•• (registered 2024-02-15)
Feb 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address