RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C•••••• G••••••••
- I••••• F•••••••• independent RIA currentsince Jan 9, 2021 · Houston, Tx
- P•••••• A•••••• G••••• L•• BD affiliatedJul 2, 2013 to Apr 12, 2021 · Houston, Tx
- C•••••••• F•••••••• G•••• A••••••• formerDec 1, 2000 to Jul 17, 2013 · Houston, Tx
- P•••••• A•••••• G••••• L•• to I••••• F••••••••left Apr 12, 2021, registered Jan 9, 2021 (-93 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C•••••••• F•••••••• G•••• A••••••• to P•••••• A•••••• G••••• L••left Jul 17, 2013, registered Jul 2, 2013 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address