DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James John Dinapoli

Independent Financial Group, LLCBD affiliatedLake Placid, Fldual registrantIAPD 1712651

Feed of 09/14/2026

At current firm

0 y

since Jun 10, 2026

In the industry

38 y

since Oct 12, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Jun 10, 2026 · Lake Placid, Fl
Osaic Wealth, Inc. BD affiliated
Jun 14, 2024 to Jun 22, 2026 · Lake Placid, Fl
Securities America Advisors, Inc. former
Jul 12, 2019 to Jun 14, 2024 · Lake Placid, Fl
Cadaret Grant & Co Inc former
Dec 23, 2008 to Jul 10, 2019 · Lake Placid, Fl
Sagepoint Financial, Inc. former
Oct 31, 2005 to Dec 19, 2008 · Lake Placid, Fl
Sunamerica Securities, Inc. unclassified
Apr 14, 2004 to Oct 31, 2005 · Lake Placid, Fl

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to Independent Financial Group, LLC
left Jun 22, 2026, registered Jun 10, 2026 (-12 days) · Affiliated broker-dealer or bank to another
Securities America Advisors, Inc. to Osaic Wealth, Inc.
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
Cadaret Grant & Co Inc to Securities America Advisors, Inc.
left Jul 10, 2019, registered Jul 12, 2019 (2 days) · Affiliated broker-dealer or bank to another
Sagepoint Financial, Inc. to Cadaret Grant & Co Inc
left Dec 19, 2008, registered Dec 23, 2008 (4 days) · Other
Sunamerica Securities, Inc. to Sagepoint Financial, Inc.
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Signals

James John Dinapoli left Osaic Wealth, Inc. for Independent Financial Group, Llc (registered 2026-06-10)
Jun 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address