RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• M••••• R•••••
- D•••••• W••••• P•••••••• L•• independent RIA currentsince Jun 26, 2025 · Fort Lauderdale, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedNov 2, 2017 to Jul 8, 2025 · Ft. Lauderdale, Fl
- M••••• S•••••• wirehouseNov 22, 2011 to Nov 3, 2017 · Ft. Lauderdale, Fl
- D••••••• B••• S••••••••• I••• no RAUMDec 12, 2007 to Nov 22, 2011 · Palm Beach, Fl
- A• G• E•••••• • S•••• I••• unclassifiedOct 25, 2004 to Jan 10, 2008 · Ft. Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 12, 2001 to Nov 12, 2004 · Ft Lauderdale, Fl
- J••••• M••••••••• S•••• L•• to D•••••• W••••• P•••••••• L••left Jul 8, 2025, registered Jun 26, 2025 (-12 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to J••••• M••••••••• S•••• L••left Nov 3, 2017, registered Nov 2, 2017 (-1 days) · Other
- D••••••• B••• S••••••••• I••• to M••••• S••••••left Nov 22, 2011, registered Nov 22, 2011 (0 days) · Other
- A• G• E•••••• • S•••• I••• to D••••••• B••• S••••••••• I•••left Jan 10, 2008, registered Dec 12, 2007 (-29 days) · Other
- U•• F•••••••• S••••••• I••• to A• G• E•••••• • S•••• I•••left Nov 12, 2004, registered Oct 25, 2004 (-18 days) · Other
- V••••••• M••••• R••••• left J••••• M••••••••• S•••• L•• for D•••••• W••••• P•••••••• L•• (registered 2025-06-26)Jul 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address