RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• A••••• V•••••••
- F••••••• G••••• P••••••• L•• institutional currentsince Mar 20, 2020 · La Jolla, Ca
- H•• C•••••• unclassifiedAug 14, 2013 to Dec 31, 2018 · La Jolla, Ca
- A•••••• G••••• I•••••••• U••• L•• formerJul 21, 2010 to Jan 11, 2013 · New York, Ny
- N••••••••• C•••••• M••••••••• L•• unclassifiedAug 21, 2002 to Jan 3, 2011 · San Diego, Ca
- H•• C•••••• to F••••••• G••••• P••••••• L••left Dec 31, 2018, registered Mar 20, 2020 (445 days) · Other · moved with a team
- A•••••• G••••• I•••••••• U••• L•• to H•• C••••••left Jan 11, 2013, registered Aug 14, 2013 (215 days) · Other
- N••••••••• C•••••• M••••••••• L•• to A•••••• G••••• I•••••••• U••• L••left Jan 3, 2011, registered Jul 21, 2010 (-166 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address