DFX Intelligence

RIA Intelligence

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SEC-registered adviser

F••••••• G••••• P••••••• L••

Institutional managerLa Jolla, CaliforniaCRD 145341SEC 801-71279website IAPD

Latest filing Feb 27, 2026

First filing on the tape Mar 5, 2012 · 31 filings

SEC status approved since Apr 6, 2010

RAUM

$713M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

5.3%

$37.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$238M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

31 filings and snapshots on the tape

RAUM$713M as of Feb 27, 2026

Mar 5, 2012$100M then

HNW client RAUM$37.9M as of Feb 27, 2026

Mar 29, 2019$30.3M then

State-registered IARs (5.B.3)3 as of Feb 27, 2026

Mar 5, 20120 then

Employees (5.A)10 as of Feb 27, 2026

Mar 28, 20136 then

Private funds2 as of Feb 27, 2026

Mar 5, 20126 then

RAUM +18% over the last fiscal year+3.0% a year over threeIARs 3 to 3

Practice profile

derived from the filing of Feb 27, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: $238MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.1MderivedHNW RAUM over HNW clients
Average account: $14.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.3derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $125M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$540M76%
Pooled investment vehicles$125M18%
High-net-worth individuals$37.9M5.3%
Corporations and businesses$10.6M1.5%

Individual clients: n/areported
HNW clients: 35reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 50reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $125M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.05 fund_share=0.18 institutional_share=0.76 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
L••••••• S••• S•••••••Chartered Financial Analyst	La Jolla, Ca	Jul 21, 2008	43 y	2
H•••••• A••••• V•••••••Chartered Financial Analyst	La Jolla, Ca	Mar 20, 2020	34 y	3
D•••• A••••• V•••••••	La Jolla, Ca	Mar 23, 2020	14 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

D•••• A••••• V••••••• from H•• C••••••
Mar 23, 2020 · Other
H•••••• A••••• V••••••• from H•• C••••••
Mar 20, 2020 · Other
L••••••• S••• S••••••• from K••••• C••••••• L••
Jul 21, 2008 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from H•• C••••••
Dec 31, 2018 · La Jolla, Ca

Teams out Teams in

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F••••••• M••••• O••••••••• M••••• F•••• L•	Hedge Fund	$86.2M	3	Mar 5, 2012
F••••••• M••••• O••••••••• F•••• L•no longer reported	Hedge Fund	$56.7M	3	Mar 5, 2012
F••••••• M••••• S••••• F•••• L•no longer reported	Hedge Fund	$29.3M	73	Mar 5, 2012
F••••••• M••••• S••••• O••••••• F•••• L•••no longer reported	Hedge Fund	$28.8M	17	Mar 5, 2012
F••••••• M••••• S••••• F••• I• L•	Hedge Fund	$11.7M	32	Mar 5, 2012
F••••••• M••••• O••••••••• F•••• L•••no longer reported	Hedge Fund	$7.3M	1	Mar 5, 2012
H•• G••••• M•••• F•••• L•••no longer reported	Hedge Fund	$3.1M	1	May 16, 2018

Owners and control persons

Schedule A and B, latest filing

S•••••• D••••• H•••• · Chief Operating Officer And Chief Compliance Officercontrol
since 06/2021 · owns less than 5%
S•••••••• L•••••••• S••• · Management Committee Membercontrol
since 02/2019 · owns less than 5%
V•••••••• H••••••• A••••• · Management Committee Membercontrol
since 02/2019 · owns less than 5%
S•••••••• L•••••••• S••• · Trusteecontrol
since 05/1995 · owns F of S•••••••• T•••• D•••• 5•••••
V•••••••• H••••••• A••••• · Trusteecontrol
since 07/2007 · owns F of V••••••• F••••• T•••• D•• 7••••••
K••••• M••••• E••••• · Member
since 01/2021 · owns 5% to 10%
M•• N•••• N•• · Member
since 01/2010 · owns 5% to 10%
P••••• W••••••• F•••••••• · Member
since 07/2023 · owns 5% to 10%
V•••••••• D••••• A••••• · Management Committee Member
since 01/2020 · owns 10% to 25%
S••••••••• D••••• O• · Trustee
since 05/1995 · owns F of S•••••••• T•••• D•••• 5•••••
V•••••••• A••• B•••• T•••••••• · Trustee
since 07/2007 · owns F of V••••••• F••••• T•••• D•• 7••••••

Entity owners

S•••••••• T•••• D•••• 5••••• · Member
direct · owns 25% to 50%
V••••••• F••••• T•••• D•• 7•••••• · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
La Jolla, Ca · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 51 to 50
Feb 28, 2025 to Feb 27, 2026
Advisory employees · 5 to 6
Feb 28, 2025 to Feb 27, 2026
HNW clients · 34 to 35
Feb 28, 2025 to Feb 27, 2026
Assets in custody · $99.7M to $125M
Feb 28, 2025 to Feb 27, 2026
Employees · 9 to 10
Feb 28, 2025 to Feb 27, 2026
Discretionary RAUM · $595M to $702M
Feb 28, 2025 to Feb 27, 2026
HNW RAUM · $42.5M to $37.9M
Feb 28, 2025 to Feb 27, 2026
Non-discretionary RAUM · $8.2M to $10.6M
Feb 28, 2025 to Feb 27, 2026
Pooled vehicle RAUM · $99.7M to $125M
Feb 28, 2025 to Feb 27, 2026
RAUM · $603M to $713M
Feb 28, 2025 to Feb 27, 2026
Assets in custody · $98.0M to $99.7M
Mar 20, 2024 to Feb 28, 2025
Financial planning clients · unset to
Mar 20, 2024 to Feb 28, 2025
Discretionary RAUM · $650M to $595M
Mar 20, 2024 to Feb 28, 2025
HNW RAUM · $41.8M to $42.5M
Mar 20, 2024 to Feb 28, 2025
Non-discretionary RAUM · $555,184 to $8.2M
Mar 20, 2024 to Feb 28, 2025
Pooled vehicle RAUM · $98.0M to $99.7M
Mar 20, 2024 to Feb 28, 2025
RAUM · $651M to $603M
Mar 20, 2024 to Feb 28, 2025
Accounts · 53 to 51
Aug 10, 2023 to Mar 20, 2024
Advisory employees · 6 to 5
Aug 10, 2023 to Mar 20, 2024
HNW clients · 40 to 34
Aug 10, 2023 to Mar 20, 2024
Assets in custody · $85.4M to $98.0M
Aug 10, 2023 to Mar 20, 2024
Employees · 10 to 9
Aug 10, 2023 to Mar 20, 2024
Discretionary RAUM · $651M to $650M
Aug 10, 2023 to Mar 20, 2024
HNW RAUM · $40.1M to $41.8M
Aug 10, 2023 to Mar 20, 2024
Non-discretionary RAUM · $525,007 to $555,184
Aug 10, 2023 to Mar 20, 2024
Pooled vehicle RAUM · $85.4M to $98.0M
Aug 10, 2023 to Mar 20, 2024
RAUM · $652M to $651M
Aug 10, 2023 to Mar 20, 2024
Accounts · 49 to 53
May 18, 2022 to Mar 28, 2023
HNW clients · 39 to 40
May 18, 2022 to Mar 28, 2023
Pooled vehicle clients · 4 to 3
May 18, 2022 to Mar 28, 2023
Assets in custody · $110M to $85.4M
May 18, 2022 to Mar 28, 2023
Discretionary RAUM · $579M to $651M
May 18, 2022 to Mar 28, 2023
HNW RAUM · $51.7M to $40.1M
May 18, 2022 to Mar 28, 2023
Non-discretionary RAUM · $618,095 to $525,007
May 18, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $110M to $85.4M
May 18, 2022 to Mar 28, 2023
RAUM · $579M to $652M
May 18, 2022 to Mar 28, 2023
Accounts · 44 to 49
Jun 24, 2021 to Mar 31, 2022
HNW clients · 17 to 39
Jun 24, 2021 to Mar 31, 2022
Pooled vehicle clients · 5 to 4
Jun 24, 2021 to Mar 31, 2022
Assets in custody · $176M to $110M
Jun 24, 2021 to Mar 31, 2022

Signals

5 dated events

Arthur Chris Herrera (Trustee) no longer on Schedule A of F••••••• G••••• P••••••• L•• (listed 2023-04-28, absent 2023-08-10)
Aug 10, 2023 · Control person left · inference
Alexis Sunshine Stein (Trustee) no longer on Schedule A of F••••••• G••••• P••••••• L•• (listed 2022-03-31, absent 2022-05-18)
May 18, 2022 · Control person left · inference
Alese Danielle Grant (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of F••••••• G••••• P••••••• L•• (listed 2021-06-24, absent 2021-06-24)
Jun 24, 2021 · Control person left · inference
Henry David Scully (Chief Operating Officer And Chief Compliance Officer) appeared on Schedule A of F••••••• G••••• P••••••• L••
Jun 24, 2021 · Control person joined · fact
F••••••• G••••• P••••••• L•• reported RAUM $599.9M, up 47% from $407.0M (2020-07-01 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: F•••••••GLOBALPARTNERS.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 858-456-1440reportedpublic record, Form ADV, Feb 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $238Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026