DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M• S•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSan Francisco, Ca dual registrantIAPD 1728704

Feed of 09/15/2026

Also filed as Cynthia M Anabo

At current firm

1 y

since Apr 2, 2025

In the industry

34 y

since Feb 28, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Apr 2, 2025 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
May 28, 2024 to Jul 13, 2024 · San Francisco, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Dec 11, 2018 to Jul 17, 2024 · San Francisco, Ca
O••••••••• • C•• I••• BD affiliated
Jul 29, 2016 to Dec 7, 2018 · San Francisco, Ca
B••••••• I••••••••• S•••••••• I••• ••••• former
Oct 7, 2015 to Jul 26, 2016 · San Ramon, Ca
C•••••• S••••• • C••• I••• national BD
Jul 25, 2008 to Feb 3, 2015 · San Francisco, Ca
C•••••• S••••• • C••• I••• national BD
Apr 17, 2007 to May 22, 2008 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jul 17, 2024, registered May 28, 2024 (-50 days) · channel change inside one enterprise, not a move · moved with a team
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 13, 2024, registered Apr 2, 2025 (263 days) · Wirehouse to wirehouse · moved with a team
O••••••••• • C•• I••• to J••• M••••• P•••••• W••••• A••••••• L••
left Dec 7, 2018, registered Dec 11, 2018 (4 days) · Affiliated broker-dealer or bank to independent RIA
B••••••• I••••••••• S•••••••• I••• ••••• to O••••••••• • C•• I•••
left Jul 26, 2016, registered Jul 29, 2016 (3 days) · Other
C•••••• S••••• • C••• I••• to B••••••• I••••••••• S•••••••• I••• •••••
left Feb 3, 2015, registered Oct 7, 2015 (246 days) · Other

Signals

C•••••• M• S••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-04-02)
Jul 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address