DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Edwin Toomey
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Bob Toomey
At current firm
2 y
since Sep 5, 2024
In the industry
31 y
since Jun 13, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northwest Asset Management independent RIA currentsince Sep 5, 2024 · Sammamish, Wa
- S. R. Schill & Associates, Inc. independent RIAJun 6, 2011 to Sep 17, 2024 · Mercer Island, Wa
- D.A. Davidson & Co. independent RIAJul 1, 2008 to Jun 7, 2011 · Redmond, Wa
- Ek Riley Advisors, LLC unclassifiedMay 9, 2005 to Jun 15, 2007 · Seattle, Wa
- RBC Capital Markets, LLC national BDMar 19, 2001 to May 20, 2005 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- S. R. Schill & Associates, Inc. to Northwest Asset Managementleft Sep 17, 2024, registered Sep 5, 2024 (-12 days) · RIA to RIA
- D.A. Davidson & Co. to S. R. Schill & Associates, Inc.left Jun 7, 2011, registered Jun 6, 2011 (-1 days) · Other
- Ek Riley Advisors, LLC to D.A. Davidson & Co.left Jun 15, 2007, registered Jul 1, 2008 (382 days) · Other
- RBC Capital Markets, LLC to Ek Riley Advisors, LLCleft May 20, 2005, registered May 9, 2005 (-11 days) · Other
Signals
- Robert Edwin Toomey left S. R. Schill & Associates, Inc. for Northwest Asset Management (registered 2024-09-05)Sep 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address