DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
S. R. Schill & Associates, Inc.
Latest filing Mar 10, 2026
First filing on the tape Mar 16, 2012 · 28 filings
SEC status approved since Nov 2, 1987
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$47.7M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$143M as of Mar 10, 2026
Mar 16, 2012$94.7M then
HNW client RAUM$117M as of Mar 10, 2026
Mar 20, 2018$145M then
State-registered IARs (5.B.3)3 as of Mar 10, 2026
Mar 16, 20120 then
Employees (5.A)6 as of Mar 10, 2026
Mar 21, 20135 then
Private funds: no history
RAUM +13% over the last fiscal year-12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $47.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $235,715derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$117M81%
- Individuals$26.5M19%
- Individual clients
- 134reported
- HNW clients
- 61reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 607reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stanley Roi Schill | Mercer Island, Wa | Nov 9, 1987 | 42 y | 0 |
| Leonard Alan Skiena | Mercer Island, Wa | Mar 16, 2006 | 20 y | 0 |
| Scott Jason Schill | Mercer Island, Wa | Jan 1, 2023 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Robert Edwin Toomey to Northwest Asset ManagementSep 17, 2024 · RIA to RIA
- Nhat Thi Minh Bui to Raymond James Financial Services Advisors, IncMar 25, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Scott Jason Schill from Quantum Asset ManagementJan 1, 2023 · Other
- Nhat Thi Minh Bui from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 23, 2016 · Other
- Robert Edwin Toomey from D.A. Davidson & Co.Jun 6, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Vivian Eva Baker · Treasurercontrolsince 05/1999 · owns 10% to 25%
- Nicole Stacy Schill · Vice President, Client Relations & Marketingcontrolsince 10/2012 · owns 10% to 25%
- Roi Stanley Schill · Chairmancontrolsince 07/1987 · owns less than 5%
- Alan Leonard Skiena · Chief Executive Officer / Chief Compliance Officercontrolsince 03/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mercer Island, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 565 to 607Mar 20, 2025 to Mar 10, 2026
- HNW clients · 52 to 61Mar 20, 2025 to Mar 10, 2026
- Individual clients · 136 to 134Mar 20, 2025 to Mar 10, 2026
- Discretionary RAUM · $127M to $143MMar 20, 2025 to Mar 10, 2026
- HNW RAUM · $91.1M to $117MMar 20, 2025 to Mar 10, 2026
- Individual RAUM · $35.8M to $26.5MMar 20, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $283,916 to $333,118Mar 20, 2025 to Mar 10, 2026
- RAUM · $127M to $143MMar 20, 2025 to Mar 10, 2026
- Accounts · 601 to 565Nov 7, 2024 to Mar 20, 2025
- HNW clients · 57 to 52Nov 7, 2024 to Mar 20, 2025
- Individual clients · 142 to 136Nov 7, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Nov 7, 2024 to Mar 20, 2025
- Discretionary RAUM · $136M to $127MNov 7, 2024 to Mar 20, 2025
- HNW RAUM · $99.7M to $91.1MNov 7, 2024 to Mar 20, 2025
- Individual RAUM · $36.8M to $35.8MNov 7, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $286,165 to $283,916Nov 7, 2024 to Mar 20, 2025
- RAUM · $136M to $127MNov 7, 2024 to Mar 20, 2025
- Employees · 8 to 6Feb 15, 2024 to Oct 28, 2024
- State-registered IARs · 4 to 3Feb 15, 2024 to Oct 28, 2024
- Discretionary RAUM · $243M to $136MFeb 15, 2024 to Oct 28, 2024
- HNW RAUM · $206M to $99.7MFeb 15, 2024 to Oct 28, 2024
- Individual RAUM · $37.6M to $36.8MFeb 15, 2024 to Oct 28, 2024
- Non-discretionary RAUM · $233,976 to $286,165Feb 15, 2024 to Oct 28, 2024
- RAUM · $243M to $136MFeb 15, 2024 to Oct 28, 2024
- Accounts · 672 to 601Feb 15, 2024 to Oct 28, 2024
- Advisory employees · 4 to 3Feb 15, 2024 to Oct 28, 2024
- HNW clients · 69 to 57Feb 15, 2024 to Oct 28, 2024
- Individual clients · 137 to 142Feb 15, 2024 to Oct 28, 2024
- Accounts · 629 to 672Oct 26, 2023 to Feb 15, 2024
- HNW clients · 64 to 69Oct 26, 2023 to Feb 15, 2024
- Individual clients · 155 to 137Oct 26, 2023 to Feb 15, 2024
- Discretionary RAUM · $233M to $243MOct 26, 2023 to Feb 15, 2024
- HNW RAUM · $195M to $206MOct 26, 2023 to Feb 15, 2024
- Individual RAUM · $37.7M to $37.6MOct 26, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $211,360 to $233,976Oct 26, 2023 to Feb 15, 2024
- RAUM · $233M to $243MOct 26, 2023 to Feb 15, 2024
- Accounts · 603 to 629Mar 8, 2023 to Oct 26, 2023
- HNW clients · 40 to 64Mar 8, 2023 to Oct 26, 2023
- Individual clients · 151 to 155Mar 8, 2023 to Oct 26, 2023
- Discretionary RAUM · $211M to $233MMar 8, 2023 to Oct 26, 2023
Signals
4 dated events
- S. R. Schill & Associates, Inc. reported RAUM $136.4M, down 44% from $243.4M (2024-02-15 to 2024-10-28)Oct 28, 2024 · RAUM change · derived
- Edwin Robert Toomey (Vice President / Director Of Research / Secretary) no longer on Schedule A of S. R. Schill & Associates, Inc. (listed 2024-02-15, absent 2024-10-28)Oct 28, 2024 · Control person left · inference
- Robert Edwin Toomey left S. R. Schill & Associates, Inc. for Northwest Asset Management (registered 2024-09-05)Sep 17, 2024 · Advisor changed firm · fact
- Thi Minh Nhat Bui (Para Financial Planner / Member At Large) no longer on Schedule A of S. R. Schill & Associates, Inc. (listed 2018-03-20, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@srschill.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 206-275-2700reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 206-275-2710reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- SRSCHILL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-275-2700reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- srschill.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- srschill.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026