DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• P••••••• A•••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jan 10, 2012 · 40 filings
SEC status approved since Jul 1, 2019
RAUM
$62.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$39.8M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$15.7M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$62.9M as of Mar 24, 2026
Mar 27, 2013$0 then
HNW client RAUM$7.6M as of Mar 24, 2026
Mar 17, 2020$2.9M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 27, 20131 then
Employees (5.A)7 as of Mar 24, 2026
Mar 27, 20132 then
Private funds: no history
RAUM +36% over the last fiscal year+24% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $15.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $210,368derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.2M51%
- Pension and profit-sharing plans$11.7M19%
- Corporations and businesses$11.1M18%
- High-net-worth individuals$7.6M12%
- Charitable organizations$292,0000.5%
- Individual clients
- 219reported
- HNW clients
- 7reported
- Pension plan clients
- 46reported
- Charitable clients
- 3reported
- Accounts
- 299reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.19 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••••• F••••••Certified Financial Planner | New York, Ny | Aug 22, 2019 | 11 y | 1 |
| H•••• G•••••• R•••••••Certified Financial Planner | New York, Ny | Dec 16, 2022 | 18 y | 1 |
| E•••• G•••• T•••••••• | New York, Ny | Jan 1, 2025 | 38 y | 3 |
| I•• M• D•••• M•••••• | Clearwater, Fl | Jul 2, 2026 | 22 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W•••••• A• H•••••• to M••••• S••••••Aug 3, 2020 · RIA to wirehouse
Joined, latest
- I•• M• D•••• M•••••• from I••••••••• A••••• I••••••••• M••••••••• L••Jul 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- E•••• G•••• T•••••••• from I••••••••• A••••• I••••••••• M••••••••• L••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- H•••• G•••••• R••••••• from A••••••••• F•••••••• S•••••••• L••Dec 16, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• M•••••• F•••••• from S•••••• R••••••••• A•••••••• L••Aug 22, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from I••••••••• A••••• I••••••••• M••••••••• L••May 29, 2019 · Orlando, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••••• •••• · President / Chairmancontrolsince 05/1997 · owns less than 5%
- M•••••• M•••••••• •••• · Ceocontrolsince 05/1997 · owns less than 5%
- C••••••••• R••••••• •••• · LLC Membercontrolsince 05/1997 · owns 50% to 75% of C••••••••• H•••••••• L••
- M•••••• M•••••••• •••• · LLC Membercontrolsince 05/1997 · owns 50% to 75% of C••••••••• H•••••••• L••
- R•••••••• H••••• G•••••• · Chief Compliance Officersince 02/2022 · owns less than 5%
Entity owners
- C••••••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••••••• P•••••••• L•••••broker-dealery
- C••••••••• P•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 1 | 0 | ||
| Clearwater, Fl | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Clearwater, FL4 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 212 to 299Mar 28, 2025 to Mar 24, 2026
- Charity clients · 1 to 3Mar 28, 2025 to Mar 24, 2026
- Corporate clients · 23 to 24Mar 28, 2025 to Mar 24, 2026
- HNW clients · 5 to 7Mar 28, 2025 to Mar 24, 2026
- Individual clients · 168 to 219Mar 28, 2025 to Mar 24, 2026
- Pension plan clients · 13 to 46Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $46.1M to $62.9MMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $6.5M to $7.6MMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $25.7M to $32.2MMar 28, 2025 to Mar 24, 2026
- Pension RAUM · $4.3M to $11.7MMar 28, 2025 to Mar 24, 2026
- RAUM · $46.1M to $62.9MMar 28, 2025 to Mar 24, 2026
- Accounts · 204 to 212Mar 25, 2024 to Mar 28, 2025
- Advisory employees · 3 to 4Mar 25, 2024 to Mar 28, 2025
- Charity clients · 2 to 1Mar 25, 2024 to Mar 28, 2025
- Corporate clients · 19 to 23Mar 25, 2024 to Mar 28, 2025
- HNW clients · 6 to 5Mar 25, 2024 to Mar 28, 2025
- Individual clients · 116 to 168Mar 25, 2024 to Mar 28, 2025
- Pension plan clients · 14 to 13Mar 25, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 1-10Mar 25, 2024 to Mar 28, 2025
- State-registered IARs · 3 to 4Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $36.2M to $46.1MMar 25, 2024 to Mar 28, 2025
- HNW RAUM · $8.5M to $6.5MMar 25, 2024 to Mar 28, 2025
- Individual RAUM · $17.6M to $25.7MMar 25, 2024 to Mar 28, 2025
- Pension RAUM · $2.0M to $4.3MMar 25, 2024 to Mar 28, 2025
- RAUM · $36.2M to $46.1MMar 25, 2024 to Mar 28, 2025
- Charity clients · 1 to 2Mar 30, 2023 to Mar 25, 2024
- HNW clients · 3 to 6Mar 30, 2023 to Mar 25, 2024
- Individual clients · 88 to 116Mar 30, 2023 to Mar 25, 2024
- Pension plan clients · 13 to 14Mar 30, 2023 to Mar 25, 2024
- Financial planning clients · 1-10 to 11-25Mar 30, 2023 to Mar 25, 2024
- Discretionary RAUM · $32.8M to $36.2MMar 30, 2023 to Mar 25, 2024
- HNW RAUM · $5.5M to $8.5MMar 30, 2023 to Mar 25, 2024
- Individual RAUM · $17.0M to $17.6MMar 30, 2023 to Mar 25, 2024
- Pension RAUM · $4.2M to $2.0MMar 30, 2023 to Mar 25, 2024
- RAUM · $32.8M to $36.2MMar 30, 2023 to Mar 25, 2024
- Accounts · 176 to 204Mar 25, 2024 to Mar 25, 2024
- Accounts · 148 to 176May 10, 2022 to Mar 30, 2023
- Corporate clients · 15 to 19May 10, 2022 to Mar 30, 2023
- Individual clients · 84 to 88May 10, 2022 to Mar 30, 2023
- Pension plan clients · 11 to 13May 10, 2022 to Mar 30, 2023
Signals
1 dated events
- C••••••••• P••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-287-1500reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-287-1588reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-899-8950reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-287-1552reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- corinthianpartners.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $15.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026