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RIA Intelligence
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Registered advisor
B•••• M•••••• S••••
Feed of 09/15/2026
At current firm
12 y
since May 19, 2014
In the industry
32 y
since Aug 29, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 19, 2014 · Vancouver, Wa
- E••••• J•••• national BDMay 24, 2010 to May 5, 2014 · Lake Oswego, Or
- D•••••••• I••••••••• A•••••••• I••• unclassifiedMar 3, 2006 to Apr 15, 2009 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left May 5, 2014, registered May 19, 2014 (14 days) · Affiliated broker-dealer or bank to wirehouse
- D•••••••• I••••••••• A•••••••• I••• to E••••• J••••left Apr 15, 2009, registered May 24, 2010 (404 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address