DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank Dean Barber
Feed of 09/14/2026
Also filed as Dean Barber
At current firm
3 y
since Apr 26, 2023
In the industry
38 y
since Oct 6, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Modern Wealth Management, LLC independent RIA currentsince Apr 26, 2023 · Kansas City, Mo
- Barber Financial Group formerOct 25, 2010 to Dec 19, 2023 · Lenexa, Ks
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerMay 1, 2007 to Sep 19, 2016 · League City, Tx
- Voya Financial Advisors, Inc. BD affiliatedJan 1, 2004 to Apr 27, 2007 · Lenexa, Ks
- Locust Street Securities, Inc. unclassifiedMay 15, 2002 to Jan 1, 2004 · Lenexa, Ks
Moves
a registration end followed by a registration begin elsewhere
- Barber Financial Group to Modern Wealth Management, LLCleft Dec 19, 2023, registered Apr 26, 2023 (-237 days) · RIA to RIA · moved with a team
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Barber Financial Groupleft Sep 19, 2016, registered Oct 25, 2010 (-2156 days) · Other
- Voya Financial Advisors, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Apr 27, 2007, registered May 1, 2007 (4 days) · Other
- Locust Street Securities, Inc. to Voya Financial Advisors, Inc.left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
- Frank Dean Barber left Barber Financial Group for Modern Wealth Management, Llc (registered 2023-04-26)Dec 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address