DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Scott Haagenson

Osaic Wealth, Inc.BD affiliatedPlymouth, Mndual registrantIAPD 1738474

Feed of 09/14/2026

Also filed as Steven Scott Haagenson

At current firm

3 y

since Nov 3, 2022

In the industry

38 y

since Oct 7, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Nov 3, 2022 · Plymouth, Mn
Focus Financial independent RIA
Oct 4, 2022 to May 2, 2024 · Minneapolis, Mn
Advisornet Wealth Partners independent RIA
Mar 20, 2019 to Oct 14, 2022 · Maple Grove, Mn
Cetera Advisor Networks LLC former
Jan 10, 2019 to Oct 13, 2022 · Minnetonka, Mn
Cambridge Investment Research Advisors, Inc. BD affiliated
Jan 17, 2014 to Jan 15, 2019 · Plymouth, Mn

Moves

a registration end followed by a registration begin elsewhere

Focus Financial to Osaic Wealth, Inc.
left May 2, 2024, registered Nov 3, 2022 (-546 days) · RIA to affiliated broker-dealer or bank · moved with a team
Advisornet Wealth Partners to Focus Financial
left Oct 14, 2022, registered Oct 4, 2022 (-10 days) · RIA to RIA
Cetera Advisor Networks LLC to Advisornet Wealth Partners
left Oct 13, 2022, registered Mar 20, 2019 (-1303 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Cambridge Investment Research Advisors, Inc. to Cetera Advisor Networks LLC
left Jan 15, 2019, registered Jan 10, 2019 (-5 days) · Affiliated broker-dealer or bank to another

Signals

Steven Scott Haagenson left Focus Financial for Osaic Wealth, Inc. (registered 2022-11-03)
May 2, 2024 · Advisor changed firm · fact
Steven Scott Haagenson left Advisornet Wealth Partners for Focus Financial (registered 2022-10-04)
Oct 14, 2022 · Advisor changed firm · fact
Steven Scott Haagenson left Cetera Advisor Networks Llc for Advisornet Wealth Partners (registered 2019-03-20)
Oct 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address