DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bernard James Braudis
Feed of 09/14/2026
Also filed as B J Braudis
At current firm
4 y
since Feb 3, 2022
In the industry
25 y
since Dec 7, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Soltis Investment Advisors, LLC independent RIA currentsince Feb 3, 2022 · St. George, Ut
- Green Square Capital Advisors formerDec 13, 2018 to Dec 17, 2019 · Winchester, Ma
- Herbert J. Sims Capital Management, Inc. independent RIAApr 21, 2017 to Feb 27, 2018 · Boston, Ma
- Greenwich Investment Management, Inc. formerApr 28, 2014 to Apr 28, 2017 · Marshfield, Ma
- Capital Market Consultants, Inc. state registeredJun 24, 2013 to Dec 31, 2013 · Marshfield, Ma
- Foss Mountain Capital, LLC unclassifiedAug 13, 2012 to Apr 9, 2014 · Marshfield, Ma
- Columbia Management Advisors, Inc. unclassifiedSep 17, 2003 to Sep 2, 2004 · Boston, Ma
- Banc Of America Securities LLC unclassifiedFeb 13, 2002 to Jul 1, 2002 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Green Square Capital Advisors to Soltis Investment Advisors, LLCleft Dec 17, 2019, registered Feb 3, 2022 (779 days) · RIA to RIA
- Herbert J. Sims Capital Management, Inc. to Green Square Capital Advisorsleft Feb 27, 2018, registered Dec 13, 2018 (289 days) · Other
- Greenwich Investment Management, Inc. to Herbert J. Sims Capital Management, Inc.left Apr 28, 2017, registered Apr 21, 2017 (-7 days) · Other
- Foss Mountain Capital, LLC to Capital Market Consultants, Inc.left Apr 9, 2014, registered Jun 24, 2013 (-289 days) · Other
- Capital Market Consultants, Inc. to Greenwich Investment Management, Inc.left Dec 31, 2013, registered Apr 28, 2014 (118 days) · Other
- Columbia Management Advisors, Inc. to Foss Mountain Capital, LLCleft Sep 2, 2004, registered Aug 13, 2012 (2902 days) · Other
- Banc Of America Securities LLC to Columbia Management Advisors, Inc.left Jul 1, 2002, registered Sep 17, 2003 (443 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address