RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• E••••• S•• D•••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 19, 2013 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerAug 14, 2012 to Feb 26, 2013 · Tallahassee, Fl
- L•• F•••••••• L•• BD affiliatedJan 27, 2009 to Aug 20, 2012 · St Petersburg, Fl
- W•••• F•••• A••••••• wirehouseMay 3, 2004 to Jun 14, 2004 · Pinellas Park, Fl
- S••••••• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Feb 26, 2013, registered Mar 19, 2013 (21 days) · Other
- L•• F•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Aug 20, 2012, registered Aug 14, 2012 (-6 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jun 14, 2004, registered Jan 27, 2009 (1688 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address