RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••• B••••••
- H•••• A••••••• G•••• L•• state registered currentsince Jun 24, 2019 · St Louis, Mo
- F••••••• P••• I••••••••• L•• mixed wealthNov 2, 2017 to Mar 29, 2019 · Ellisville, Mo
- P•• W••••• M••••••••• BD affiliatedApr 3, 2014 to Nov 13, 2015 · Ballwin, Mo
- U••• B•••••• I••••••••• I••• formerFeb 28, 2011 to Apr 2, 2014 · Saint Louis, Mo
- A••••• F•••••••• P•••••••• I••• independent RIAOct 11, 2010 to Feb 28, 2011 · St. Louis, Mo
- F••••••• P••• I••••••••• L•• to H•••• A••••••• G•••• L••left Mar 29, 2019, registered Jun 24, 2019 (87 days) · RIA to a state-registered adviser
- P•• W••••• M••••••••• to F••••••• P••• I••••••••• L••left Nov 13, 2015, registered Nov 2, 2017 (720 days) · Other
- U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••left Apr 2, 2014, registered Apr 3, 2014 (1 days) · Other
- A••••• F•••••••• P•••••••• I••• to U••• B•••••• I••••••••• I•••left Feb 28, 2011, registered Feb 28, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address