RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• H•••• H••••••
- M••••• S•••••• wirehouse currentsince Jul 12, 2017 · Wilmington, Nc
- B••• I••••••••• S•••••••• I••• formerMar 10, 2011 to Jun 30, 2017 · Fayetteville, Nc
- B••••• I••••••••• A••••••• L•• unclassifiedJan 9, 2009 to Nov 5, 2010 · Chicago, Il
- S••••••• I••••••••• S•••••••• I••• formerMar 14, 2007 to Nov 2, 2007 · Chapel Hill, Nc
- W•••• F•••• A••••••• wirehouseMar 21, 2005 to Oct 5, 2006 · Fayetteville, Nc
- B••• I••••••••• S•••••••• I••• formerDec 15, 2004 to Dec 15, 2004 · Charlotte, Nc
- M••••• S•••••• D• I••• unclassifiedMar 11, 2003 to Mar 7, 2005 · Raleigh, Nc
- B••• I••••••••• S•••••••• I••• to M••••• S••••••left Jun 30, 2017, registered Jul 12, 2017 (12 days) · Other
- B••••• I••••••••• A••••••• L•• to B••• I••••••••• S•••••••• I•••left Nov 5, 2010, registered Mar 10, 2011 (125 days) · Other
- S••••••• I••••••••• S•••••••• I••• to B••••• I••••••••• A••••••• L••left Nov 2, 2007, registered Jan 9, 2009 (434 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 5, 2006, registered Mar 14, 2007 (160 days) · Other
- M••••• S•••••• D• I••• to B••• I••••••••• S•••••••• I•••left Mar 7, 2005, registered Dec 15, 2004 (-82 days) · Other
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 15, 2004, registered Mar 21, 2005 (96 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address