RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••• D•••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 22, 2025 · Houston, Tx
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 22, 2025 · Houston, Tx
- M••••• S•••••• wirehouseAug 28, 2020 to Feb 3, 2025 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 20, 2012 to Sep 8, 2020 · Houston, Tx
- U••• R•• L•• formerJan 19, 2012 to Jul 19, 2012 · Houston, Tx
- O•••• F•• I••• formerDec 23, 2009 to Aug 3, 2010 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseFeb 22, 2008 to Jun 25, 2009 · Houston, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 14, 2005 to Oct 6, 2006 · Ft. Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 27, 1999 to Jan 19, 2005 · Arlington, Tx
- M••••• S•••••• to R••••••••• C•••••• M•••••••••left Feb 3, 2025, registered Jan 22, 2025 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 8, 2020, registered Aug 28, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- U••• R•• L•• to U•• F•••••••• S••••••• I•••left Jul 19, 2012, registered Jul 20, 2012 (1 days) · Other
- O•••• F•• I••• to U••• R•• L••left Aug 3, 2010, registered Jan 19, 2012 (534 days) · Other
- U•• F•••••••• S••••••• I••• to O•••• F•• I•••left Jun 25, 2009, registered Dec 23, 2009 (181 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 6, 2006, registered Feb 22, 2008 (504 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jan 19, 2005, registered Jan 14, 2005 (-5 days) · Other
- M••• E••• D••• left M••••• S•••••• for R••••••••• C•••••• M••••••••• (registered 2025-01-22)Feb 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address