DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Peter Gauthier
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Jim Gauthier
At current firm
3 y
since Jan 3, 2023
In the industry
38 y
since Dec 29, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cerity Partners LLC independent RIA currentsince Jan 3, 2023 · Towson, Md
- Maryland Capital Management, LLC formerJun 21, 2016 to Mar 3, 2023 · Towson, Md
- Vansant Mewshaw formerDec 2, 2009 to Nov 12, 2010 · Hunt Valley, Md
- Blackrock Investment Management, LLC asset managerSep 16, 2008 to Apr 3, 2009 · Princeton, Nj
- 1919 Investment Counsel, LLC independent RIAOct 10, 2007 to Dec 17, 2007 · Baltimore, Md
- Legg Mason Investment Counsel unclassifiedOct 4, 2000 to Jun 25, 2007 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Maryland Capital Management, LLC to Cerity Partners LLCleft Mar 3, 2023, registered Jan 3, 2023 (-59 days) · RIA to RIA · moved with a team
- Vansant Mewshaw to Maryland Capital Management, LLCleft Nov 12, 2010, registered Jun 21, 2016 (2048 days) · Other
- Blackrock Investment Management, LLC to Vansant Mewshawleft Apr 3, 2009, registered Dec 2, 2009 (243 days) · Other
- 1919 Investment Counsel, LLC to Blackrock Investment Management, LLCleft Dec 17, 2007, registered Sep 16, 2008 (274 days) · Other
- Legg Mason Investment Counsel to 1919 Investment Counsel, LLCleft Jun 25, 2007, registered Oct 10, 2007 (107 days) · Other
Signals
- James Peter Gauthier left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)Mar 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address