RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••• D•••
- L•• F•••••••• L•• BD affiliated currentsince Mar 17, 2025 · Holmdel, Nj
- P•••••• P•••••••• P•••••••• L•• formerMar 15, 2016 to Apr 8, 2025 · Holmdel, Nj
- I•••••• P•••••• A•••••••• L•• formerSep 26, 2014 to May 2, 2016 · Holmdel, Nj
- P•••••• A•••••• G••••• L•• BD affiliatedMay 31, 2013 to Dec 31, 2014 · East Brunswick, Nj
- O•••• F•• I••• formerSep 16, 2005 to Jan 9, 2012 · Toms River, Nj
- M••••• S•••••• D• I••• unclassifiedJun 29, 2002 to Aug 22, 2005 · Red Bank, Nj
- P•••••• P•••••••• P•••••••• L•• to L•• F•••••••• L••left Apr 8, 2025, registered Mar 17, 2025 (-22 days) · RIA to affiliated broker-dealer or bank
- I•••••• P•••••• A•••••••• L•• to P•••••• P•••••••• P•••••••• L••left May 2, 2016, registered Mar 15, 2016 (-48 days) · Other · moved with a team
- P•••••• A•••••• G••••• L•• to I•••••• P•••••• A•••••••• L••left Dec 31, 2014, registered Sep 26, 2014 (-96 days) · Other
- O•••• F•• I••• to P•••••• A•••••• G••••• L••left Jan 9, 2012, registered May 31, 2013 (508 days) · Other
- M••••• S•••••• D• I••• to O•••• F•• I•••left Aug 22, 2005, registered Sep 16, 2005 (25 days) · Other
- A••••••• D••• left P•••••• P•••••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2025-03-17)Apr 8, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address