RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• C•••••• M•••••
- S•••••••• A•••••••• L•• BD affiliated currentsince Aug 5, 2025 · Fort Worth, Tx
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Aug 5, 2025 · Atlanta, Ga
- B••• S••••••••• L•• formerMay 7, 2018 to Mar 2, 2021 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2010 to May 7, 2018 · Fort Worth, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 20, 2003 to Oct 25, 2010 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to Feb 26, 2003 · Fort Worth, Tx
- T••••• A••••••• S•••••••• I••• to S•••••••• A•••••••• L••left Aug 5, 2025, registered Aug 5, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••left May 7, 2018, registered May 7, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 25, 2010, registered Oct 25, 2010 (0 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Feb 26, 2003, registered Feb 20, 2003 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- L•••• C•••••• M••••• left T••••• A••••••• S•••••••• I••• for S•••••••• A•••••••• L•• (registered 2025-08-05)Aug 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address