DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Allan Sykes
Feed of 09/15/2026
Also filed as Peter Allan Sykes
At current firm
0 y
since Feb 3, 2026
In the industry
38 y
since Aug 4, 1988 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Investment Management Co. LLC asset manager currentsince Feb 3, 2026 · San Francisco, Ca
- Aristotle Capital Management, LLC otherApr 13, 2018 to Jun 11, 2025 · San Francisco, Ca
- Easterly Funds LLC formerSep 28, 2017 to Mar 13, 2018 · San Francisco, Ca
- Global Financial Private Capital, Inc. formerNov 18, 2016 to May 5, 2017 · San Francisco, Ca
- Easterly Funds LLC formerSep 22, 2016 to Sep 27, 2017 · San Francisco, Ca
- Putnam Investment Management, LLC asset managerJul 25, 2012 to Sep 8, 2014 · Boston, Ma
- Guggenheim Investments asset managerOct 26, 2010 to Aug 24, 2011 · New York, Ny
- Rydex Advisory Services, LLC unclassifiedJan 26, 2009 to Oct 28, 2010 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Aristotle Capital Management, LLC to Voya Investment Management Co. LLCleft Jun 11, 2025, registered Feb 3, 2026 (237 days) · Other
- Easterly Funds LLC to Aristotle Capital Management, LLCleft Mar 13, 2018, registered Apr 13, 2018 (31 days) · Other
- Easterly Funds LLC to Global Financial Private Capital, Inc.left Sep 27, 2017, registered Nov 18, 2016 (-313 days) · Other
- Global Financial Private Capital, Inc. to Easterly Funds LLCleft May 5, 2017, registered Sep 28, 2017 (146 days) · Other
- Putnam Investment Management, LLC to Easterly Funds LLCleft Sep 8, 2014, registered Sep 22, 2016 (745 days) · Other
- Guggenheim Investments to Putnam Investment Management, LLCleft Aug 24, 2011, registered Jul 25, 2012 (336 days) · Other
- Rydex Advisory Services, LLC to Guggenheim Investmentsleft Oct 28, 2010, registered Oct 26, 2010 (-2 days) · Other
Signals
- Peter Allan Sykes left Aristotle Capital Management, Llc for Voya Investment Management Co. Llc (registered 2026-02-03)Jun 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address