DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••••• W• B•••••

J••••• M••••••••• S•••• L••BD affiliatedBethesda, Md dual registrantIAPD 1787960

Feed of 09/15/2026

Also filed as Martha A Williams

At current firm

2 y

since Apr 25, 2024

In the industry

29 y

since Oct 14, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since Apr 25, 2024 · Cape May, Nj
W•••• F•••• A••••••• wirehouse
Sep 18, 2009 to Apr 30, 2024 · Bethesda, Md
U•• F•••••••• S••••••• I••• wirehouse
Jan 28, 2005 to Sep 23, 2009 · Bethesda, Md
L••• M•••• W••• W•••••• I••••••••• unclassified
Sep 23, 1999 to Feb 4, 2005 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
left Apr 30, 2024, registered Apr 25, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Sep 23, 2009, registered Sep 18, 2009 (-5 days) · Wirehouse to wirehouse
L••• M•••• W••• W•••••• I••••••••• to U•• F•••••••• S••••••• I•••
left Feb 4, 2005, registered Jan 28, 2005 (-7 days) · Other

Signals

M••••• W• B••••• left W•••• F•••• A••••••• for J••••• M••••••••• S•••• L•• (registered 2024-04-25)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address