RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R•• F•••••••• independent RIA currentsince May 25, 2023 · Prosper, Tx
- R•• F•••••••• independent RIANov 19, 2021 to Jan 12, 2022 · Overland Park, Ks
- I•• W••••• M••••••••• L•• BD affiliatedJan 2, 2020 to Jul 5, 2023 · Overland Park, Ks
- L•• F•••••••• L•• BD affiliatedFeb 15, 2018 to Jan 22, 2020 · Overland Park, Ks
- P••••••• F•••••••• G•••• formerJan 17, 2017 to Jun 28, 2019 · Overland Park, Ks
- P••••••• F•••••••• G•••• formerFeb 6, 2013 to Dec 31, 2016 · Overland Park, Ks
- R•• C•••••• M••••••• L•• national BDMay 8, 2009 to Feb 12, 2013 · Leawood, Ks
- O••••••••• • C•• I••• BD affiliatedJul 29, 2008 to May 12, 2009 · Kansas City, Mo
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 18, 2003 to Jul 15, 2008 · Overland Park, Ks
- U•• F•••••••• S•••••••• I••• independent RIANov 25, 2002 to Aug 14, 2003 · Kansas City, Mo
- I•• W••••• M••••••••• L•• to R•• F••••••••left Jul 5, 2023, registered Nov 19, 2021 (-593 days) · Other
- L•• F•••••••• L•• to I•• W••••• M••••••••• L••left Jan 22, 2020, registered Jan 2, 2020 (-20 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••• F•••••••• G•••• to L•• F•••••••• L••left Jun 28, 2019, registered Feb 15, 2018 (-498 days) · RIA to RIA · moved with a team
- R•• C•••••• M••••••• L•• to P••••••• F•••••••• G••••left Feb 12, 2013, registered Feb 6, 2013 (-6 days) · Other
- O••••••••• • C•• I••• to R•• C•••••• M••••••• L••left May 12, 2009, registered May 8, 2009 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to O••••••••• • C•• I•••left Jul 15, 2008, registered Jul 29, 2008 (14 days) · Other
- U•• F•••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 14, 2003, registered Jul 18, 2003 (-27 days) · Other
- M••• W•••••• H••••• left I•• W••••• M••••••••• L•• for R•• F•••••••• (registered 2021-11-19)Jul 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address