DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Rpr Financial

Independent wealth managerOverland Park, KansasCRD 316557SEC 801-129861website IAPD

Legal name Rpr Financial Advisors LLC

Latest filing Feb 25, 2026

First filing on the tape Oct 1, 2021 · 18 filings

SEC status approved since Apr 15, 2024

RAUM

$162M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$162M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$32.4M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$162M as of Feb 25, 2026

Mar 24, 2022$56.2M then

HNW client RAUM$120M as of Feb 25, 2026

Mar 24, 2022$35.2M then

State-registered IARs (5.B.3)4 as of Feb 25, 2026

Mar 24, 20222 then

Employees (5.A)4 as of Feb 25, 2026

Mar 24, 20223 then

Private funds: no history

RAUM +26% over the last fiscal yearIARs 3 to 4offices 0 to 2

Practice profile

derived from the filing of Feb 25, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $32.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 52derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.2MderivedHNW RAUM over HNW clients
Average account: $255,197derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 0.8derivedItem 5.A over advisors
Advisors per office: 1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +26%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +9.7%derived
Compensation: percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Custody: $133M, 286 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$120M74%
Individuals$41.6M26%

Individual clients: 221reported
HNW clients: 38reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 635reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: $133M for 286 clientsreported
Compensation: % of AUM, fixed, hourly, commissionsreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Craig Scott Fisch	Overland Park, Ks	Nov 1, 2021	39 y	4
Mitch Dean Carlson	Overland Park, Ks	Nov 1, 2021	18 y	3
Mark Wheeler Harris	Prosper, Tx	May 25, 2023	32 y	9
Christopher James Knowles	Overland Park, Ks	May 16, 2025	17 y	2
Bryan Lerette	Mission, Ks	Feb 26, 2026	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

Christopher James Knowles from Barber Financial Group
May 16, 2025 · Other
Mark Wheeler Harris from Iht Wealth Management LLC
Nov 19, 2021 · Other
Mitch Dean Carlson from Iht Wealth Management LLC
Nov 1, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Craig Scott Fisch from Iht Wealth Management LLC
Nov 1, 2021 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Iht Wealth Management LLC
Jan 25, 2022 · Chicago, Il

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Dean Mitch Carlson · Vice Presidentcontrol
since 10/2021 · owns 50% to 75%
Scott Craig Fisch · Presidentcontrol
since 10/2021 · owns 50% to 75%
Joseph Gery Sadzewicz · Chief Compliance Officer
since 10/2021 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Overland Park, Ks · principal	5	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 561 to 635
Sep 3, 2025 to Feb 25, 2026
Advisory employees · 3 to 4
Sep 3, 2025 to Feb 25, 2026
HNW clients · 29 to 38
Sep 3, 2025 to Feb 25, 2026
Individual clients · 207 to 221
Sep 3, 2025 to Feb 25, 2026
Assets in custody · $99.2M to $133M
Sep 3, 2025 to Feb 25, 2026
Employees · 3 to 4
Sep 3, 2025 to Feb 25, 2026
State-registered IARs · 3 to 4
Sep 3, 2025 to Feb 25, 2026
Other offices · 1 to 2
Sep 3, 2025 to Feb 25, 2026
Discretionary RAUM · $129M to $162M
Sep 3, 2025 to Feb 25, 2026
HNW RAUM · $92.2M to $120M
Sep 3, 2025 to Feb 25, 2026
Individual RAUM · $36.7M to $41.6M
Sep 3, 2025 to Feb 25, 2026
RAUM · $129M to $162M
Sep 3, 2025 to Feb 25, 2026
Financial planning clients · 26-50 to 26-50
Feb 27, 2025 to Jul 16, 2025
Other offices · 0 to 1
Feb 27, 2025 to Jul 16, 2025
Accounts · 490 to 561
Mar 8, 2024 to Feb 27, 2025
Advisory activities · 3 to 2
Mar 8, 2024 to Feb 27, 2025
HNW clients · 27 to 29
Mar 8, 2024 to Feb 27, 2025
Individual clients · 185 to 207
Mar 8, 2024 to Feb 27, 2025
Assets in custody · $90.9M to $99.2M
Mar 8, 2024 to Feb 27, 2025
Financial planning clients · 11-25 to 26-50
Mar 8, 2024 to Feb 27, 2025
Discretionary RAUM · $118M to $129M
Mar 8, 2024 to Feb 27, 2025
HNW RAUM · $86.7M to $92.2M
Mar 8, 2024 to Feb 27, 2025
Individual RAUM · $31.8M to $36.7M
Mar 8, 2024 to Feb 27, 2025
RAUM · $118M to $129M
Mar 8, 2024 to Feb 27, 2025
Accounts · 308 to 490
Apr 28, 2022 to Mar 8, 2024
Advisory employees · 2 to 3
Apr 28, 2022 to Mar 8, 2024
HNW clients · 20 to 27
Apr 28, 2022 to Mar 8, 2024
Individual clients · 97 to 185
Apr 28, 2022 to Mar 8, 2024
Commission compensation · false to true
Apr 28, 2022 to Mar 8, 2024
Assets in custody · unset to 90918686.0
Apr 28, 2022 to Mar 8, 2024
Custody of client assets · false to true
Apr 28, 2022 to Mar 8, 2024
Financial planning clients · 1-10 to 11-25
Apr 28, 2022 to Mar 8, 2024
State-registered IARs · 2 to 3
Apr 28, 2022 to Mar 8, 2024
Discretionary RAUM · $56.2M to $118M
Apr 28, 2022 to Mar 8, 2024
HNW RAUM · $35.2M to $86.7M
Apr 28, 2022 to Mar 8, 2024
Individual RAUM · $21.0M to $31.8M
Apr 28, 2022 to Mar 8, 2024
RAUM · $56.2M to $118M
Apr 28, 2022 to Mar 8, 2024
Accounts · 0 to 308
Feb 25, 2022 to Mar 24, 2022
Charity clients · unset to 0.0
Feb 25, 2022 to Mar 24, 2022
Corporate clients · unset to 0.0
Feb 25, 2022 to Mar 24, 2022

Signals

3 dated events

Gery Joseph Sadzewicz no longer registered at Rpr Financial; no later IA registration on IAPD
Jan 2, 2025 · Advisor departure · fact
Rpr Financial filed its initial SEC registration (Form ADV)
Mar 8, 2024 · First SEC registration · fact
2 advisors left Iht Wealth Management LLC (Chicago, IL) for Rpr Financial on the same day
Jan 25, 2022 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@rprfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 620-365-2291reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 303-953-4400reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 620-203-2670reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/rpr-financial/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website: rprfinancial.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 913-274-1452reportedpublic record, Form ADV, Feb 25, 2026
Contact form: rprfinancial.com/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $32.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026