RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• J•• B••••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Nov 3, 2025 · Saratoga Springs, Ny
- M••••• S•••••• wirehouseMay 14, 2020 to Nov 4, 2025 · Melville, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 16, 2004 to May 21, 2008 · Melville, Ny
- M••••• S•••••• to J••••• M••••••••• S•••• L••left Nov 4, 2025, registered Nov 3, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 21, 2008, registered May 14, 2020 (4376 days) · Wirehouse to wirehouse
- Alan Jay Bogatch left Morgan Stanley for Janney Montgomery Scott Llc (registered 2025-11-03)Nov 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address