RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••••• F••••••
- F•••• P•••••• F••••••••• I••• independent RIA currentsince Sep 1, 2016 · Vancouver, Wa
- K•• F•••••••• S•••••••• I•• formerFeb 16, 2012 to Dec 31, 2017 · Vancouver, Wa
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 3, 2005 to Feb 17, 2012 · Vancouver, Wa
- D•• M••••• D•• W••••••• F•••••••• G•••• unclassifiedSep 7, 2000 to Dec 31, 2004 · Vancouver, Wa
- K•• F•••••••• S•••••••• I•• to F•••• P•••••• F••••••••• I•••left Dec 31, 2017, registered Sep 1, 2016 (-486 days) · Other · moved with a team
- V••• F•••••••• A•••••••• I••• to K•• F•••••••• S•••••••• I••left Feb 17, 2012, registered Feb 16, 2012 (-1 days) · Other
- D•• M••••• D•• W••••••• F•••••••• G•••• to V••• F•••••••• A•••••••• I•••left Dec 31, 2004, registered Oct 3, 2005 (276 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address