DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• P•••••• F••••••••• I•••
Latest filing May 12, 2026
First filing on the tape Aug 4, 2016 · 65 filings
SEC status approved since Aug 17, 2016
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$1.8B individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
33
19 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$1.9B as of May 12, 2026
Mar 6, 2017$160M then
HNW client RAUM$1.5B as of May 12, 2026
Jan 30, 2018$340M then
State-registered IARs (5.B.3)19 as of May 12, 2026
Mar 6, 20177 then
Employees (5.A)33 as of May 12, 2026
Mar 6, 20177 then
Private funds: no history
RAUM +27% over the last fiscal year+21% a year over threeIARs 18 to 19offices 3 to 4
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $432,963derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B78%
- Individuals$318M17%
- Corporations and businesses$78.0M4.1%
- Charitable organizations$19.4M1.0%
- Pension and profit-sharing plans$2.2M0.1%
- Individual clients
- 726reported
- HNW clients
- 565reported
- Pension plan clients
- 1reported
- Charitable clients
- 5reported
- Accounts
- 4,448reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• T•••••• W••••••Certified Financial Planner | Vancouver, Wa | Aug 31, 2016 | 20 y | 1 |
| T••• R••••• E•••••••••Certified Financial Planner | Vancouver, Wa | Aug 31, 2016 | 25 y | 1 |
| B•••••• M•••••• T•••••••Chartered Financial Analyst | Portland, Or | Sep 1, 2016 | 10 y | 1 |
| J••••••• M•••• V•••••Certified Financial Planner | Vancouver, Wa | Sep 1, 2016 | 11 y | 2 |
| D••••• P•••••• F•••••• | Vancouver, Wa | Sep 1, 2016 | 34 y | 3 |
| R•••• D••••• F••••Certified Financial Planner | Portland, Or | Sep 1, 2016 | 17 y | 3 |
| R•••••• L••••• E•••••Certified Financial Planner, Chartered Financial Consultant | Portland, Or | Apr 20, 2017 | 25 y | 4 |
| R•••••• M•••• G•••••Certified Financial Planner | Vancouver, Wa | May 17, 2018 | 26 y | 2 |
| R••• T••• O••••••Certified Financial Planner, Personal Financial Specialist | Vancouver, Wa | Aug 29, 2018 | 12 y | 1 |
| H••••••• E••••• H•••Certified Financial Planner | Vancouver, Wa | Aug 5, 2019 | 14 y | 0 |
| E•••••••• R••• P•••• | Vancouver, Wa | Dec 17, 2019 | 14 y | 1 |
| A•••• R•••• C•••••••Certified Financial Planner | Vancouver, Wa | Nov 10, 2020 | 10 y | 0 |
| M••••••• L• M••••Certified Financial Planner | Vancouver, Wa | Sep 9, 2021 | 15 y | 0 |
| I•••• C•••••• W••••••Certified Financial Planner | Vancouver, Wa | Oct 2, 2023 | 18 y | 0 |
| T••• J•••• M••••••• | Juneau, Ak | Nov 16, 2023 | 17 y | 3 |
| P•••• M••• N••••••• | Vancouver, Wa | Jan 8, 2025 | 11 y | 0 |
| H•••• R••• | Vancouver, Wa | Mar 6, 2025 | 10 y | 0 |
| M•••••• J•••• M••• | Vancouver, Wa | Jan 8, 2026 | 11 y | 1 |
| M•••••• T••••• P•••• | Vancouver, Wa | Feb 22, 2026 | 13 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- T••• R••••• D••••••••• to R•••• F•••••••• G••••• L••Aug 25, 2025 · RIA to RIA
- J••••••• M•••••• T•••••• to E••••• J••••May 1, 2025 · RIA to affiliated broker-dealer or bank
- S••••• A•••• H••••••••• to F••••• W••••• P•••••••• I•••Sep 25, 2024 · RIA to RIA
- J•••••• O•••• S•••••••• to J•• P•••••••Dec 2, 2021 · RIA to a state-registered adviser
Joined, latest
- M•••••• T••••• P•••• from L•• F•••••••• L••Feb 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J•••• M••• from A••••••••• F•••••••• S•••••••• L••Jan 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- T••• J•••• M••••••• from W••••••• F•••••••• S•••••••• I•••Nov 16, 2023 · Affiliated broker-dealer or bank to independent RIA
- S••••• A•••• H••••••••• from R••••• • A••••••••• I••Feb 23, 2022 · RIA to RIA
- J••••••• M•••••• T•••••• from U••• B•••••• I••••••••• I•••Jul 2, 2020 · Affiliated broker-dealer or bank to independent RIA
- E•••••••• R••• P•••• from K•• F•••••••• S•••••••• I••Dec 17, 2019 · Other
- R••• T••• O•••••• from W••••••••• L••Aug 29, 2018 · RIA to RIA
- R•••••• M•••• G••••• from D••• D••••••• • C••May 17, 2018 · RIA to RIA
- R•••••• L••••• E••••• from K•• F•••••••• S•••••••• I••Apr 20, 2017 · Other
- R•••• D••••• F•••• from K•• F•••••••• S•••••••• I••Sep 1, 2016 · Other
- J••••••• M•••• V••••• from K•• F•••••••• S•••••••• I••Sep 1, 2016 · Other
- D••••• P•••••• F•••••• from K•• F•••••••• S•••••••• I••Sep 1, 2016 · Other
- T••• R••••• E••••••••• from K•• F•••••••• S•••••••• I••Aug 31, 2016 · Other
- A••• T•••••• W•••••• from K•• F•••••••• S•••••••• I••Aug 31, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K•• F•••••••• S•••••••• I••Dec 31, 2017 · Portland, Or
- 5 joined from K•• F•••••••• S•••••••• I••Dec 31, 2017 · Vancouver, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• T•••• R••••• · President And Ceocontrolsince 08/2016 · owns 75% or more
- F••••••• D•••••• P•••••• · Shareholdersince 01/2017 · owns 10% to 25%
- K•••••• J••••••••• N••• · Chief Compliance Officersince 01/2022 · owns less than 5%
- M•••••••• T••••• M•••• · Coo & Shareholdersince 01/2021 · owns less than 5%
- T•••••••• B••••••• M•••••• · Shareholder & Co -Chief Investment Officersince 02/2024 · owns less than 5%
- V••••••••• L•••• S• · Shareholdersince 01/2021 · owns less than 5%
- V•••••• J•••••••• M•••• · Shareholdersince 01/2021 · owns less than 5%
- W••••••• A•••• T•••••• · Shareholder, Co-Chief Investment Officer & Advisorsince 01/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 19 | 2 | 1 | ||
| Portland, Or | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Juneau, AK1 employees
- Seattle, WA1 employees
- Portland, OR
What changed
consecutive filings, newest first
- Accounts · 3,785 to 4,448Nov 6, 2025 to Mar 23, 2026
- Advisory employees · 17 to 19Nov 6, 2025 to Mar 23, 2026
- Corporate clients · 14 to 15Nov 6, 2025 to Mar 23, 2026
- HNW clients · 447 to 565Nov 6, 2025 to Mar 23, 2026
- Individual clients · 689 to 726Nov 6, 2025 to Mar 23, 2026
- Assets in custody · 1512115778.0 to unsetNov 6, 2025 to Mar 23, 2026
- Custody of client assets · true to falseNov 6, 2025 to Mar 23, 2026
- Employees · 31 to 33Nov 6, 2025 to Mar 23, 2026
- Financial planning clients · More than 500 to 1-10Nov 6, 2025 to Mar 23, 2026
- State-registered IARs · 17 to 19Nov 6, 2025 to Mar 23, 2026
- Discretionary RAUM · $1.5B to $1.9BNov 6, 2025 to Mar 23, 2026
- HNW RAUM · $1.1B to $1.5BNov 6, 2025 to Mar 23, 2026
- Individual RAUM · $308M to $318MNov 6, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $5.4M to $5.7MNov 6, 2025 to Mar 23, 2026
- Pension RAUM · $1.7M to $2.2MNov 6, 2025 to Mar 23, 2026
- RAUM · $1.5B to $1.9BNov 6, 2025 to Mar 23, 2026
- Advisory employees · 18 to 17Jul 7, 2025 to Aug 25, 2025
- Employees · 32 to 31Jul 7, 2025 to Aug 25, 2025
- State-registered IARs · 18 to 17Jul 7, 2025 to Aug 25, 2025
- Financial planning clients · More than 500 to More than 500Jun 18, 2025 to Jul 7, 2025
- Employees · 31 to 32May 1, 2025 to May 29, 2025
- Other offices · 3 to 4May 1, 2025 to May 29, 2025
- Advisory employees · 17 to 18Feb 10, 2025 to May 1, 2025
- Employees · 30 to 31Feb 10, 2025 to May 1, 2025
- Accounts · 3,467 to 3,785Jan 14, 2025 to Feb 10, 2025
- Advisory employees · 16 to 17Jan 14, 2025 to Feb 10, 2025
- Charity clients · 3 to 5Jan 14, 2025 to Feb 10, 2025
- Corporate clients · 4 to 14Jan 14, 2025 to Feb 10, 2025
- HNW clients · 387 to 447Jan 14, 2025 to Feb 10, 2025
- Individual clients · 673 to 689Jan 14, 2025 to Feb 10, 2025
- Assets in custody · $1.3B to $1.5BJan 14, 2025 to Feb 10, 2025
- Employees · 29 to 30Jan 14, 2025 to Feb 10, 2025
- Insurance-licensed employees · 0 to 1Jan 14, 2025 to Feb 10, 2025
- State-registered IARs · 17 to 18Jan 14, 2025 to Feb 10, 2025
- Discretionary RAUM · $1.3B to $1.5BJan 14, 2025 to Feb 10, 2025
- HNW RAUM · $959M to $1.1BJan 14, 2025 to Feb 10, 2025
- Individual RAUM · $305M to $308MJan 14, 2025 to Feb 10, 2025
- Non-discretionary RAUM · $5.1M to $5.4MJan 14, 2025 to Feb 10, 2025
- Pension RAUM · $2.0M to $1.7MJan 14, 2025 to Feb 10, 2025
- RAUM · $1.3B to $1.5BJan 14, 2025 to Feb 10, 2025
Signals
8 dated events
- Ellen Jean Webber no longer registered at F•••• P•••••• F••••••••• I•••; no later IA registration on IAPDMay 7, 2026 · Advisor departure · fact
- F•••• P•••••• F••••••••• I••• reported RAUM $1.9B, up 27% from $1.5B (2025-11-06 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- T••• R••••• D••••••••• left F•••• P•••••• F••••••••• I••• for R•••• F•••••••• G••••• L•• (registered 2025-09-18)Aug 25, 2025 · Advisor changed firm · fact
- J••••••• M•••••• T•••••• left F•••• P•••••• F••••••••• I••• for E••••• J•••• (registered 2025-04-25)May 1, 2025 · Advisor changed firm · fact
- S••••• A•••• H••••••••• left F•••• P•••••• F••••••••• I••• for F••••• W••••• P•••••••• I••• (registered 2024-09-27)Sep 25, 2024 · Advisor changed firm · fact
- M•••••• B•••••• T••••••• (Co-Chief Investment Officer) appeared on Schedule A of F•••• P•••••• F••••••••• I•••Feb 22, 2024 · Control person joined · fact
- F•••• P•••••• F••••••••• I••• reported RAUM $573.3M, up 259% from $159.6M (2017-03-06 to 2018-01-30)Jan 30, 2018 · RAUM change · derived
- T••• R••• S••••••• C••• I••• filed its initial SEC registration (Form ADV)Aug 4, 2016 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 360-254-2585reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/1386227reportedpublic record, Form ADV, Sep 18, 2026
- Website
- FP-FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (360) 254-2585reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026